Enforcement Actions

Information on formal regulatory and enforcement actions taken by MAS for breaches of the Securities and Futures Act (Cap. 289), the Financial Advisers Act (Cap. 110) and the Insurance Act (Cap. 142) is published on this page. The information will remain on this page for a period of five years from the date of publication except for prohibition orders which are still in force after the expiry of the five year period. Information on such prohibition orders will remain on this page until they cease to be in force.

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04 Oct 2013

MAS Imposes Composition Amount of $5,000 on Melewar Equities Sdn Bhd for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

04 Oct 2013

MAS Imposes Composition Amount of $5,000 on Melewar Steel Services Sdn Bhd for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

04 Oct 2013

MAS Imposes Composition Amount of $5,000 on Melewar Industrial Group Bhd for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

03 Oct 2013

Securities and Futures Act, Sections 197 and 198


01 Oct 2013

MAS Imposes Composition Amount of $4,250 on Atorka Group hf. for Contravention of Section 137 of the Securities and Futures Act [“SFA”]

Securities and Futures Act, Section 137

18 Sep 2013

MAS Imposes Composition Amount of $3,500 on Aapico Hitech Public Company Limited for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

02 Sep 2013

MAS Reprimands Mr Sandoli Nicola Walter Giuseppe for Contravention of Section 99B(1) of the Securities and Futures Act (CAP. 289) ["SFA"]

Securities and Futures Act, Section 99B(1)

30 Aug 2013

MAS Imposes Composition Amount of $2,000 on CIM Investment Management Limited for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

30 Aug 2013

MAS Imposes Composition Amount of $2,750 on Credit Suisse Group AG for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]

Securities and Futures Act, Section 137

30 Aug 2013

MAS Imposes Composition Amount of $5,000 on Mr Leong Ka Cheong Christopher of Section 137 for Contravention of Section 137 of the Securities and Futures Act  [“SFA”]


Last Modified on 26/11/2016