Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
31 Dec 2015 Form 5 - Notification of Bankruptcy of Sub-Account HolderCentral Depository System Forms
31 Dec 2015 Form 6 - Notification of Transmission of Title by Court OrderCentral Depository System Forms
31 Dec 2015 Form 7 - Notification of Transmission of Title by Court Order Sub-AccCentral Depository System Forms
31 Dec 2015 Form 8 - AssignmentCentral Depository System Forms
31 Dec 2015 Form 9 - ChargeCentral Depository System Forms
31 Dec 2015 Form 10 - Sub-ChargeCentral Depository System Forms
31 Dec 2015 Form 11 - Re-assignmentCentral Depository System Forms
31 Dec 2015 Form 12 - Discharge of ChargeCentral Depository System Forms
31 Dec 2015 Form 13 - Discharge of Sub-ChargeCentral Depository System Forms
31 Dec 2015 Form 14 - Approval for Change in Depository FeeCentral Depository System Forms
01 Jan 2016 Code on Collective Investment SchemesCodes
01 Jan 2016 Guidelines to all holders of a Capital Markets Services Licence for Real Estate Investment Trust ManagementGuidelines
01 Jan 2016 Notice to all holders of a Capital Markets Services Licence for Real Estate Investment Trust Management [MAS Notice SFA04-N14]Directions - Notices
28 Jan 2016 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2016Regulations
03 Feb 2016 Exemptions issued under s337(2) SFA - 4Q2015Exemptions

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Last Modified on 26/11/2016