Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
15 May 2014 Exemptions issued under s337(2) SFA - 4Q2013Exemptions
24 Oct 2014 Exemptions issued under s337(2) SFA - 3Q2014Exemptions
05 Sep 2014 Exemptions issued under s337(2) SFA - 2Q2014Exemptions
03 Oct 2013 Exemptions issued under s337(2) SFA - 2Q2013Exemptions
20 Mar 2017 Exemptions issued under s337(2) SFA - 4Q2016Exemptions
18 Mar 2015 Exemptions issued under s337(2) SFA - 4Q2014Exemptions
18 Nov 2016 Exemptions issued under s337(2) SFA - 3Q2016Exemptions
18 Dec 2015 Exemptions issued under s337(2) SFA - 3Q2015Exemptions
07 Mar 2014 Exemptions issued under s337(2) SFA - 3Q2013Exemptions
11 Jul 2017 Exemptions issued under s337(2) SFA - 2Q2017Exemptions
11 Aug 2016 Exemptions issued under s337(2) SFA - 2Q2016Exemptions
24 Apr 2017 Exemptions issued under s337(2) SFA - 1Q2017Exemptions
26 May 2016 Exemptions issued under s337(2) SFA - 1Q2016Exemptions
29 Apr 2015 Exemptions issued under s337(2) SFA - 1Q2015Exemptions
22 Jul 2014 Exemptions issued under s337(2) SFA - 1Q2014Exemptions

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Last Modified on 26/11/2016