Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
21 Jun 2002 Applications under Section 273(5)Practice Notes
20 Jun 2002 SECURITIES AND FUTURES (APPEALS UNDER PARTS II AND III OF ACT) REGULATIONSRegulations
23 May 2002 Securities and Futures (Repeal of Provisions) Notification 2002Notifications
23 May 2002 Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003Notifications
23 May 2002 Securities and Futures Act (Commencement) Notification 2002Notifications
23 May 2002 Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005Orders
23 May 2002 Securities and Futures (Institutional, Professional and Business Investors) Order 2002 - Revoked on 15 Oct 2005Orders
23 May 2002 Securities and Futures (Cancellation of Notification) Order 2002 Orders
23 May 2002 SECURITIES AND FUTURES (OPPORTUNITY TO BE HEARD) REGULATIONSRegulations
01 Jan 2002 Securities and Futures (Securities Industry Council and Take-over Offers) (Transitional Provisions) Regulations 2001 (G.N. No. S 673/2001)Regulations
22 Dec 2001 Securities and Futures (Repeal) Notification 2001Notifications
22 Dec 2001 Securities and Futures (Commencement) Notification 2001Notifications

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Last Modified on 26/11/2016