Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
09 Jun 2005 Form 11 - Statement of exposure to margined single securityForms
09 Jun 2005 Form 10 -Statement of exposure to margin customersForms
09 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2005Regulations
02 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2005Regulations
26 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2005Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2005Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (ESOS FINANCING SCHEME) (EXEMPTION) REGULATIONS 2005Regulations
18 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2005Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2005Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 13) REGULATIONS 2005Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2005Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2005Regulations
07 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2005Regulations
01 Mar 2005 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2005 - Cancelled on 1 Jul 2007Notifications
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2005Regulations
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2005Regulations
18 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2005Regulations
16 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2005Regulations
08 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2005Regulations
07 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2005Regulations
01 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 5) REGULATIONS 2005Regulations
01 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 23) REGULATIONS 2004Regulations
26 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 20) REGULATIONS 2004Regulations
25 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 2) REGULATIONS 2005Regulations
14 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2005Regulations
06 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2005Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 53) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 52) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2004Regulations
21 Dec 2004 SECURITIES AND FUTURES (EXEMPTION FROM FINANCIAL AND MARGIN REQUIREMENTS) REGULATIONS 2004Regulations
21 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 51) REGULATIONS 2004Regulations
17 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 50) REGULATIONS 2004Regulations
15 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 24) REGULATIONS 2004Regulations
08 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 49) REGULATIONS 2004Regulations
08 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 48) REGULATIONS 2004Regulations
03 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 47) REGULATIONS 2004Regulations
26 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 46) REGULATIONS 2004Regulations
24 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 45) REGULATIONS 2004Regulations
19 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 44) REGULATIONS 2004Regulations
17 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 43) REGULATIONS 2004Regulations
09 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 22) REGULATIONS 2004Regulations
04 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 42) REGULATIONS 2004Regulations
01 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 41) REGULATIONS 2004Regulations
01 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 21) REGULATIONS 2004Regulations
15 Oct 2004 Business Continuity Management GuidelinesGuidelines
08 Oct 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 19) REGULATIONS 2004Regulations
07 Oct 2004 SECURITIES AND FUTURES (EXEMPTION FROM SUBDIVISIONS (2) AND (3) OF DIVISION 1 OF PART XIII) REGULATIONS 2004 (G.N. No. S 619/2004)Regulations
24 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 40) REGULATIONS 2004Regulations
23 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 39) REGULATIONS 2004Regulations
15 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 36) REGULATIONS 2004Regulations
15 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 18) REGULATIONS 2004Regulations
13 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 38) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 37) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 17) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 16) REGULATIONS 2004Regulations
02 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2004Regulations
01 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 35) REGULATIONS 2004Regulations
01 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 14) REGULATIONS 2004Regulations
11 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 34) REGULATIONS 2004Regulations
11 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 15) REGULATIONS 2004Regulations
05 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 33) REGULATIONS 2004Regulations
05 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 13) REGULATIONS 2004Regulations
12 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 32) REGULATIONS 2004Regulations
09 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 12) REGULATIONS 2004Regulations
09 Jul 2004 SECURITIES AND FUTURES (EXEMPTION OF PHILLIP FINANCIAL PTE LTD AND PHILLIP SECURITIES PTE LTD) REGULATIONS 2004Regulations
08 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 31) REGULATIONS 2004Regulations
05 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 30) REGULATIONS 2004Regulations
25 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 29) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 28) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 27) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 26) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 25) REGULATIONS 2004Regulations
16 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 23) REGULATIONS 2004Regulations
16 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 11) REGULATIONS 2004Regulations
15 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 22) REGULATIONS 2004Regulations
09 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 10) REGULATIONS 2004Regulations
04 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2004Regulations
01 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 21) REGULATIONS 2004Regulations
28 May 2004 FAQs on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of a Capital Markets Services LicenceFAQs
28 May 2004 Notice on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence [Notice No. SFA 04-N04]Directions - Notices
17 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 19) REGULATIONS 2004Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 18) REGULATIONS 2004Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2004Regulations
28 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2004Regulations
26 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2004Regulations
23 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2004Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2004Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2004Regulations
15 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2004Regulations
07 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2004Regulations

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Last Modified on 26/11/2016