Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
22 May 2009 Trustee's Responsibility for Safe Custody of Assets of a Collective Investment SchemeCirculars
28 Jul 2008 Survey and Thematic Inspection of Hedge Fund ManagersCirculars
26 Sep 2014 SRD TR 02/2014 IT Security Risks Posed by Personal Mobile DevicesCirculars
20 Aug 2013 SRD TR 02/2013 MAS Circular (Cancellation) 2013Circulars
27 Jul 2016 SRD TR 01/2016 - MAS Circular (Cancellation) 2016Circulars
26 May 2014 SRD TR 01/2014 System Vulnerability Assessments and Penetration TestingCirculars
26 Nov 2003 Securities and Futures Prescribed Corporations Notification 2003 - Cancelled on 15 Oct 2005Notifications
11 Aug 2010 Securities and Futures Investor Compensation Scheme Order 2010Orders
07 Aug 2013 Securities and Futures Amendment Act 2012 Commencement (No.2) Notification 2013Notifications
23 May 2002 Securities and Futures Act (Commencement) Notification 2002Notifications
25 Jul 2008 Securities and Futures Act (Amendment of the Second Schedule and Other Provisions to Act for REIT Management) Order 2008Orders
17 Jan 2012 Securities And Futures Act (Amendment Of Second Schedule And Other Provisions For Provision Of Credit Rating Services) Order 2012Orders
31 Oct 2013 Securities and Futures (Trade Repositories) Regulations 2013Regulations
01 Jan 2002 Securities and Futures (Securities Industry Council and Take-over Offers) (Transitional Provisions) Regulations 2001 (G.N. No. S 673/2001)Regulations
15 Oct 2005 SECURITIES AND FUTURES (REVOCATION) REGULATIONS 2005Regulations
11 Sep 2002 Securities and Futures (Revocation) Order 2002Orders
26 Nov 2010 Securities and Futures (Representatives) (Transitional and Savings Provisions) Regulations 2010Regulations
30 Oct 2013 Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013Regulations
01 Jul 2014 Securities and Futures (Reporting of Derivatives Contracts) (Exemption) Regulations 2014Regulations
28 Jan 2016 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2016Regulations
02 Nov 2015 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2015Regulations
31 Oct 2014 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) (No. 2) Regulations 2014Regulations
22 Dec 2001 Securities and Futures (Repeal) Notification 2001Notifications
23 May 2002 Securities and Futures (Repeal of Provisions) Notification 2002Notifications
01 Jun 2010 Securities and Futures (Recognised Securities Exchange) Order 2005 (G.N. No. S 609/2005)Orders
23 May 2002 Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005Orders
27 Aug 2007 SECURITIES AND FUTURES (PROVISIONS FOR PERSONS AND MATTERS PREVIOUSLY REGULATED UNDER COMMODITY TRADING ACT) REGULATIONS 2007Regulations
01 Jul 2005 SECURITIES AND FUTURES (PRESCRIBED SPECIFIC CLASSES OF INVESTORS) REGULATIONS 2005Regulations
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) REGULATIONS 2012 (G.N. No. S 177/2012)Regulations
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) (EXEMPTION) REGULATIONS 2012Regulations
08 Aug 2016 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2016Regulations
23 Jul 2015 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015Regulations
01 Jul 2014 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2014Regulations
15 Oct 2005 Securities and Futures (Prescribed Entities) Order 2005 (G.N. No. S 608/2005)Orders
23 May 2002 Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003Notifications
23 May 2002 SECURITIES AND FUTURES (OPPORTUNITY TO BE HEARD) REGULATIONSRegulations
01 Jun 2007 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007 (G.N. No. S 227/2007)Orders
22 Oct 2005 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005 - Revoked on 1 Jun 2007Orders
04 Feb 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2008 (G.N. No. S 56/2008)Regulations
30 Aug 2016 Securities and Futures (Offers of Investments) (Shares) (Exemption for Units of Shares) Regulations 2016Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005 (G.N. No. S 611/2005)Regulations
29 Feb 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) Notification 2008 (G.N. No. S 106/2008)Notifications
15 Jul 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) (No. 2) Notification 2008 (G.N. No. S 357/2008)Notifications
06 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION OF CHINA AVIATION OIL (SINGAPORE) CORPORATION LTD) REGULATIONS 2005 (G.N. No. S 782/2005)Regulations
09 Feb 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM SUBDIVISIONS (2) AND (3) OF DIVISION 1 OF PART XIII FOR REIT BONDS) REGULATIONS 2011 (G.N. No. S 51/2011)Regulations
29 Mar 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM PROSPECTUS AND PRICING STATEMENT REQUIREMENTS) REGULATIONS 2006 (G.N. No. S 182/2006)Regulations
06 Nov 2007 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR UNITS OF SHARES) REGULATIONS 2007 (G.N. No. S 609/2007)Regulations
14 Jan 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR SECURITIES TRADING ON PHILLIP SECURITIES OTC CAPITAL) REGULATIONS 2008 (G.N. No. S 9/2008)Regulations
29 Mar 2010 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (PRESCRIBED PERIOD AND PRESCRIBED DAY FOR REGISTRATION OF PROSPECTUS AND PROFILE STATEMENT) REGULATIONS 2010Regulations
16 Jun 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR SMP SHARE PURCHASE PLAN) REGULATIONS 2006 (G.N. No. S 344/2006)Regulations
26 Sep 2014 Securities and Futures (Offers of Investments) (Exemption for PruPerformance Share Scheme) Regulations 2014 (G.N. No. S 623/2014)Regulations
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Straight Debentures) Regulations 2016Regulations
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Post-seasoning Debentures) Regulations 2016Regulations
13 Dec 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2006 (G.N. No. S 669/2006)Regulations
17 Nov 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2005 (G.N. No. S 719/2005)Regulations
07 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) (NO. 2) REGULATIONS 2005 (G.N. No. S 784/2005)Regulations
07 Dec 2012 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR AIA AGENCY SHARE PURCHASE PLAN) REGULATIONS 2012 (G.N. No. S 602/2012)Regulations
26 Nov 2003 Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003 - Cancelled on 15 Oct 2005Notifications
15 Oct 2005 Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005Notifications
20 Apr 2009 Securities and Futures (Offers of Investments) (Disapplication of Division 2 of Part XIII) Order 2009 (G.N. No. S 161/2009)Orders
02 Jan 2015 Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 (G.N. No. S 602/2005)Regulations
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002 (G.N. No. S 247/2002)Notifications
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002 (G.N. No. S 248/2002)Notifications
28 Sep 2009 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2009 (G.N. No. S 441/2009)Regulations
15 Mar 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM EXPERT'S CONSENT REQUIREMENT) REGULATIONS 2011 (G.N. No. S 149/2011)Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Business Trusts) (No. 2) Regulations 2005 (G.N. No. S 612/2005)Regulations
28 Mar 2013 Securities and Futures (Markets) Regulations 2005Regulations
08 Aug 2016 Securities and Futures (Markets) (Amendment) Regulations 2016Regulations
01 Jul 2014 Securities and Futures (Markets) (Amendment No. 2) Regulations 2014Regulations
02 Aug 2010 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTIONS) REGULATIONS 2006Regulations
31 Jan 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FROM SECTION 199) REGULATIONS 2008 (G.N. No. S 57/2008)Regulations
20 Feb 2009 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2009Regulations
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2008Regulations
12 Jan 2007 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2007Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2006Regulations
13 Dec 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 5) REGULATIONS 2006Regulations
23 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 4) REGULATIONS 2006Regulations
17 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 3) REGULATIONS 2006Regulations
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2008Regulations
13 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2006Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2006Regulations
06 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2005Regulations
09 Jan 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS - Reg 17Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2006Regulations
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2005Regulations
07 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2004Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2006Regulations
18 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2005Regulations
29 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2004Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2006Regulations
08 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2005Regulations
23 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2004Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 60) REGULATIONS 2005Regulations
06 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2006Regulations
07 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2005Regulations
12 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2004Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 59) REGULATIONS 2005Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 58) REGULATIONS 2005Regulations
09 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 57) REGULATIONS 2005Regulations
08 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 56) REGULATIONS 2005Regulations

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Last Modified on 26/11/2016