Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
11 Aug 2016 Exemptions issued under s337(2) SFA - 2Q2016Exemptions
08 Aug 2016 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2016Regulations
08 Aug 2016 Securities and Futures (Markets) (Amendment) Regulations 2016Regulations
05 Aug 2016 FAQs on Offers of Shares, Debentures and CISFAQs
27 Jul 2016 SRD TR 01/2016 - MAS Circular (Cancellation) 2016Circulars
12 Jul 2016 Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management [Guideline No SFA04-G01]Guidelines
16 Jun 2016 Notice on Financial Market Infrastructure Standards [Notice No. SFA02A/03-N01]Directions - Notices
16 Jun 2016 Notice on Financial Market Infrastructure Standards for CSDs [Notice No. SFA03AA-N02]Directions - Notices
08 Jun 2016 FAQs on Lending-based CrowdfundingFAQs
08 Jun 2016 Guidelines on the Advertising Restrictions [Guideline No. SFA 13-G15]Guidelines
08 Jun 2016 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
26 May 2016 Exemptions issued under s337(2) SFA - 1Q2016Exemptions
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Post-seasoning Debentures) Regulations 2016Regulations
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Straight Debentures) Regulations 2016Regulations
03 Feb 2016 Exemptions issued under s337(2) SFA - 4Q2015Exemptions

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Last Modified on 26/11/2016