Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002 (G.N. No. S 247/2002)Notifications
29 Feb 2004 SECURITIES AND FUTURES (CAPITAL MARKETS SERVICES LICENCE AND REPRESENTATIVE'S LICENCE) (TRANSITIONAL AND SAVINGS PROVISIONS) REGULATIONSRegulations
29 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONSRegulations
25 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2004Regulations
05 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2004Regulations
09 Jan 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS - Reg 17Regulations
26 Nov 2003 Securities and Futures Prescribed Corporations Notification 2003 - Cancelled on 15 Oct 2005Notifications
26 Nov 2003 Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003 - Cancelled on 15 Oct 2005Notifications
26 Nov 2003 Securities and Futures (Amendment) Act (Commencement) Notification 2003Notifications
26 Nov 2003 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2003 - Cancelled on 1 Mar 2005Notifications
26 Nov 2003 SECURITIES AND FUTURES (EXEMPTION FROM SECURITIES HAWKING PROHIBITION) REGULATIONS (G.N. No. S 539/2003)Regulations
26 Jun 2003 Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]Directions - Notices
20 Jun 2003 Securities and Futures (Appeal Advisory Panel) Notification 2003Orders
16 Jun 2003 Securities and Futures (Appeal Advisory Panel) Notification 2003Notifications
11 Sep 2002 Securities and Futures (Commencement) (No.2) Notification 2002Notifications

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Last Modified on 26/11/2016