Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
22 Dec 2001 Securities and Futures (Repeal) Notification 2001Notifications
22 Dec 2001 Securities and Futures (Commencement) Notification 2001Notifications
01 Jan 2002 Securities and Futures (Securities Industry Council and Take-over Offers) (Transitional Provisions) Regulations 2001 (G.N. No. S 673/2001)Regulations
23 May 2002 Securities and Futures (Repeal of Provisions) Notification 2002Notifications
23 May 2002 Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003Notifications
23 May 2002 Securities and Futures Act (Commencement) Notification 2002Notifications
23 May 2002 Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005Orders
23 May 2002 Securities and Futures (Institutional, Professional and Business Investors) Order 2002 - Revoked on 15 Oct 2005Orders
23 May 2002 Securities and Futures (Cancellation of Notification) Order 2002 Orders
23 May 2002 SECURITIES AND FUTURES (OPPORTUNITY TO BE HEARD) REGULATIONSRegulations
20 Jun 2002 SECURITIES AND FUTURES (APPEALS UNDER PARTS II AND III OF ACT) REGULATIONSRegulations
21 Jun 2002 Applications under Section 273(5)Practice Notes
25 Jun 2002 Internet GuidelinesGuidelines
11 Sep 2002 Securities and Futures (Commencement) (No.2) Notification 2002Notifications
11 Sep 2002 Securities and Futures (Revocation) Order 2002Orders
16 Jun 2003 Securities and Futures (Appeal Advisory Panel) Notification 2003Notifications
20 Jun 2003 Securities and Futures (Appeal Advisory Panel) Notification 2003Orders
26 Jun 2003 Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]Directions - Notices
26 Nov 2003 Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003 - Cancelled on 15 Oct 2005Notifications
26 Nov 2003 Securities and Futures (Amendment) Act (Commencement) Notification 2003Notifications
26 Nov 2003 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2003 - Cancelled on 1 Mar 2005Notifications
26 Nov 2003 SECURITIES AND FUTURES (EXEMPTION FROM SECURITIES HAWKING PROHIBITION) REGULATIONS (G.N. No. S 539/2003)Regulations
26 Nov 2003 Securities and Futures Prescribed Corporations Notification 2003 - Cancelled on 15 Oct 2005Notifications
09 Jan 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS - Reg 17Regulations
05 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2004Regulations
25 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2004Regulations
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002 (G.N. No. S 248/2002)Notifications
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002 (G.N. No. S 247/2002)Notifications
29 Feb 2004 SECURITIES AND FUTURES (CAPITAL MARKETS SERVICES LICENCE AND REPRESENTATIVE'S LICENCE) (TRANSITIONAL AND SAVINGS PROVISIONS) REGULATIONSRegulations
29 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONSRegulations
04 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 5) REGULATIONS 2004Regulations
04 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 2) REGULATIONS 2004Regulations
12 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2004Regulations
23 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2004Regulations
29 Mar 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2004Regulations
06 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2004Regulations
07 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2004Regulations
07 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2004Regulations
15 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2004Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2004Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2004Regulations
23 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2004Regulations
26 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2004Regulations
28 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2004Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2004Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 18) REGULATIONS 2004Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2004Regulations
17 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 19) REGULATIONS 2004Regulations
28 May 2004 Notice on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence [Notice No. SFA 04-N04]Directions - Notices
28 May 2004 FAQs on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of a Capital Markets Services LicenceFAQs
01 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 21) REGULATIONS 2004Regulations
04 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2004Regulations
09 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 10) REGULATIONS 2004Regulations
15 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 22) REGULATIONS 2004Regulations
16 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 23) REGULATIONS 2004Regulations
16 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 11) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 28) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 27) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 26) REGULATIONS 2004Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 25) REGULATIONS 2004Regulations
25 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 29) REGULATIONS 2004Regulations
05 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 30) REGULATIONS 2004Regulations
08 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 31) REGULATIONS 2004Regulations
09 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 12) REGULATIONS 2004Regulations
09 Jul 2004 SECURITIES AND FUTURES (EXEMPTION OF PHILLIP FINANCIAL PTE LTD AND PHILLIP SECURITIES PTE LTD) REGULATIONS 2004Regulations
12 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 32) REGULATIONS 2004Regulations
05 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 33) REGULATIONS 2004Regulations
05 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 13) REGULATIONS 2004Regulations
11 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 34) REGULATIONS 2004Regulations
11 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 15) REGULATIONS 2004Regulations
01 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 35) REGULATIONS 2004Regulations
01 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 14) REGULATIONS 2004Regulations
02 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 37) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 17) REGULATIONS 2004Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 16) REGULATIONS 2004Regulations
13 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 38) REGULATIONS 2004Regulations
15 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 36) REGULATIONS 2004Regulations
15 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 18) REGULATIONS 2004Regulations
23 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 39) REGULATIONS 2004Regulations
24 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 40) REGULATIONS 2004Regulations
07 Oct 2004 SECURITIES AND FUTURES (EXEMPTION FROM SUBDIVISIONS (2) AND (3) OF DIVISION 1 OF PART XIII) REGULATIONS 2004 (G.N. No. S 619/2004)Regulations
08 Oct 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 19) REGULATIONS 2004Regulations
15 Oct 2004 Business Continuity Management GuidelinesGuidelines
01 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 41) REGULATIONS 2004Regulations
01 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 21) REGULATIONS 2004Regulations
04 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 42) REGULATIONS 2004Regulations
09 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 22) REGULATIONS 2004Regulations
17 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 43) REGULATIONS 2004Regulations
19 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 44) REGULATIONS 2004Regulations
24 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 45) REGULATIONS 2004Regulations
26 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 46) REGULATIONS 2004Regulations
03 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 47) REGULATIONS 2004Regulations
08 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 49) REGULATIONS 2004Regulations
08 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 48) REGULATIONS 2004Regulations
15 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 24) REGULATIONS 2004Regulations
17 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 50) REGULATIONS 2004Regulations
21 Dec 2004 SECURITIES AND FUTURES (EXEMPTION FROM FINANCIAL AND MARGIN REQUIREMENTS) REGULATIONS 2004Regulations
21 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 51) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 53) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 52) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2004Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2004Regulations
06 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2005Regulations
14 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2005Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 2) REGULATIONS 2005Regulations
25 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2005Regulations
26 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 20) REGULATIONS 2004Regulations
01 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 5) REGULATIONS 2005Regulations
01 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 23) REGULATIONS 2004Regulations
07 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2005Regulations
08 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2005Regulations
16 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2005Regulations
18 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2005Regulations
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2005Regulations
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2005Regulations
01 Mar 2005 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2005 - Cancelled on 1 Jul 2007Notifications
07 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2005Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2005Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2005Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2005Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 13) REGULATIONS 2005Regulations
18 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2005Regulations
26 Apr 2005 SECURITIES AND FUTURES (ESOS FINANCING SCHEME) (EXEMPTION) REGULATIONS 2005Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2005Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2005Regulations
26 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2005Regulations
02 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2005Regulations
09 Jun 2005 Form 9 - Statement of aggregate margin exposure to single securities exchangeForms
09 Jun 2005 Form 8 - Auditors Certification - for a holder of a capital markets services licenceForms
09 Jun 2005 Form 4 - Statement of assets and liabilities, adjustend net capital, and segregation requirement and location of segregated fundsForms
09 Jun 2005 Form 3 - Statement of assets and liabilities, and adjusted net capitalForms
09 Jun 2005 Form 11 - Statement of exposure to margined single securityForms
09 Jun 2005 Form 10 -Statement of exposure to margin customersForms
09 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2005Regulations
10 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 18) REGULATIONS 2005Regulations
21 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 19) REGULATIONS 2005Regulations
23 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 20) REGULATIONS 2005Regulations
24 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 22) REGULATIONS 2005Regulations
24 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 21) REGULATIONS 2005Regulations
29 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 10) REGULATIONS 2005Regulations
01 Jul 2005 Form 17 - Notice Calling for Claims against Deposit lodged with the AuthorityForms
01 Jul 2005 Form 8 - Monthly statistics to be submitted by an approved exchange operating a futures marketMarkets Forms
01 Jul 2005 Form 7 - Quarterly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
01 Jul 2005 Form 6 - Monthly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
01 Jul 2005 Form 5 - Application for change in statusMarkets Forms
01 Jul 2005 Form 3 - Information on shareholders and subsidiariesMarkets Forms
01 Jul 2005 Form 2 - Information on chief executive officer and directorsMarkets Forms
01 Jul 2005 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms
01 Jul 2005 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
01 Jul 2005 Guidelines on the Regulation of Markets [Guideline No. SFA 02-G01]Guidelines
01 Jul 2005 Securities and Futures (Amendment) Act (Commencement) Notification 2005Notifications
01 Jul 2005 SECURITIES AND FUTURES (PRESCRIBED SPECIFIC CLASSES OF INVESTORS) REGULATIONS 2005Regulations
06 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 24) REGULATIONS 2005Regulations
06 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 23) REGULATIONS 2005Regulations
14 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 25) REGULATIONS 2005Regulations
15 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 27) REGULATIONS 2005Regulations
15 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 26) REGULATIONS 2005Regulations
15 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 11) REGULATIONS 2005Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 30) REGULATIONS 2005Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 29) REGULATIONS 2005Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 28) REGULATIONS 2005Regulations
22 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 12) REGULATIONS 2005Regulations
25 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 31) REGULATIONS 2005Regulations
26 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 13) REGULATIONS 2005Regulations
02 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 14) REGULATIONS 2005Regulations
03 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 32) REGULATIONS 2005Regulations
08 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 33) REGULATIONS 2005Regulations
08 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 16) REGULATIONS 2005Regulations
08 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 15) REGULATIONS 2005Regulations
17 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 17) REGULATIONS 2005Regulations
15 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 18) REGULATIONS 2005Regulations
16 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 19) REGULATIONS 2005Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 36) REGULATIONS 2005Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 35) REGULATIONS 2005Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 34) REGULATIONS 2005Regulations
30 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 20) REGULATIONS 2005Regulations
03 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 22) REGULATIONS 2005Regulations
03 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 21) REGULATIONS 2005Regulations
04 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 37) REGULATIONS 2005Regulations
06 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 38) REGULATIONS 2005Regulations
10 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 23) REGULATIONS 2005Regulations
12 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 24) REGULATIONS 2005Regulations
14 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 39) REGULATIONS 2005Regulations
15 Oct 2005 Form 6 - General Lodgment Form (Offers of Collective Investment Scheme)Collective Investment Schemes
15 Oct 2005 Guidelines on the Register of Participants and Sending Accounts and Reports to ParticipantsGuidelines
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
15 Oct 2005 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
15 Oct 2005 Guidelines on Disclosure of Financial Information in ProspectusesGuidelines
15 Oct 2005 Guidelines on Disclosure of Financial Information in ProspectusesGuidelines
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
15 Oct 2005 Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005Notifications
15 Oct 2005 Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005Notifications
15 Oct 2005 Securities and Futures (Prescribed Entities) Order 2005 (G.N. No. S 608/2005)Orders
15 Oct 2005 Securities and Futures (Institutional, Professional and Business Investors) Order 2005 (G.N. No. S 607/2005)Orders
15 Oct 2005 SECURITIES AND FUTURES (REVOCATION) REGULATIONS 2005Regulations
15 Oct 2005 SECURITIES AND FUTURES (AFFAIRS OF BUSINESS TRUST AND AFFAIRS OF ENTITY) REGULATIONS 2005 (G.N. No. S 604/2005)Regulations
17 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 40) REGULATIONS 2005Regulations
22 Oct 2005 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005 - Revoked on 1 Jun 2007Orders
24 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 41) REGULATIONS 2005Regulations
26 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2005Regulations
27 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 42) REGULATIONS 2005Regulations
02 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 44) REGULATIONS 2005Regulations
02 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 43) REGULATIONS 2005Regulations
04 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 45) REGULATIONS 2005Regulations
08 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2005Regulations
11 Nov 2005 Securities and Futures (Appeal Advisory Panel) Notification 2005Notifications
11 Nov 2005 Securities and Futures (Appeal Advisory Panel) Notification 2005Orders
15 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 46) REGULATIONS 2005Regulations
17 Nov 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2005 (G.N. No. S 719/2005)Regulations
22 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 48) REGULATIONS 2005Regulations
22 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 47) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 51) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 50) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 49) REGULATIONS 2005Regulations
25 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 52) REGULATIONS 2005Regulations
28 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 27) REGULATIONS 2005Regulations
01 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 53) REGULATIONS 2005Regulations
06 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION OF CHINA AVIATION OIL (SINGAPORE) CORPORATION LTD) REGULATIONS 2005 (G.N. No. S 782/2005)Regulations
06 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 54) REGULATIONS 2005Regulations
07 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) (NO. 2) REGULATIONS 2005 (G.N. No. S 784/2005)Regulations
08 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 56) REGULATIONS 2005Regulations
08 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 55) REGULATIONS 2005Regulations
09 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 57) REGULATIONS 2005Regulations
09 Dec 2005 SECURITIES AND FUTURES (APPEALS) REGULATIONS 2005Regulations
12 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 28) REGULATIONS 2005Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 59) REGULATIONS 2005Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 58) REGULATIONS 2005Regulations
15 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 29) REGULATIONS 2005Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 60) REGULATIONS 2005Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 30) REGULATIONS 2005Regulations
06 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2006Regulations
09 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 2) REGULATIONS 2006Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2006Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2006Regulations
25 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2006Regulations
01 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 5) REGULATIONS 2006Regulations
01 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2006Regulations
06 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2006Regulations
07 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2006Regulations
13 Feb 2006 Securities and Futures (Clearing Facility) Order 2006Orders
16 Feb 2006 Form 7 - Auditors report - for a holder of a capital markets services licenceForms
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2006Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2006Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2006Regulations
13 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2006Regulations
15 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2006Regulations
17 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 3) REGULATIONS 2006Regulations
23 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 4) REGULATIONS 2006Regulations
29 Mar 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM PROSPECTUS AND PRICING STATEMENT REQUIREMENTS) REGULATIONS 2006 (G.N. No. S 182/2006)Regulations
26 Apr 2006 Securities and Futures (Appeal Advisory Panel) Notification 2006Notifications
16 Jun 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR SMP SHARE PURCHASE PLAN) REGULATIONS 2006 (G.N. No. S 344/2006)Regulations
15 Sep 2006 Guidelines on the Permissible Use of Customers' Money and Assets by Designated Clearing Houses under Section 63 of the Securities and Futures Act (Cap.289) [Guideline No. SFA 03-G02] [Cancelled with effect from 26 Oct 16]Guidelines
13 Dec 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2006 (G.N. No. S 669/2006)Regulations
13 Dec 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 5) REGULATIONS 2006Regulations
20 Dec 2006 Form 6 - Statement relating to the accounts of a holder of a capital markets services licenceForms
20 Dec 2006 Form 5 - Statement of financial resources and total risk requirementForms
20 Dec 2006 Form 2 - Statement of financial resources, total risk requirement and aggregate indebtednessForms
20 Dec 2006 Form 1 - Statement of assets and liabilitiesForms
29 Dec 2006 Guidelines to MAS Notice SFA13-N01Directions - Notices
12 Jan 2007 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2007Regulations
28 Feb 2007 MAS Notice SFA13-N01 (Amendment) 2007Directions - Notices
28 Feb 2007 MAS Notice SFA04-N02 (Amendment) 2007Directions - Notices
01 Mar 2007 SECURITIES AND FUTURES (APPROVED HOLDING COMPANIES) REGULATIONS 2005Regulations
19 Mar 2007 Guidelines on Duty of Substantial Shareholders to Notify Securities Exchange [Cancelled with effect from 19 Nov 2012]Guidelines
01 Jun 2007 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007 (G.N. No. S 227/2007)Orders
01 Jul 2007 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2007Notifications
02 Jul 2007 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]Directions - Notices
02 Jul 2007 MAS Notice SFA13-N01 (Cancellation) 2007Directions - Notices
02 Jul 2007 MAS Notice SFA04-N02 (Cancellation) 2007Directions - Notices
27 Aug 2007 Form for transfer to a Capital Markets Services Representative's LicenceCommodity Trading Act
27 Aug 2007 Form for transfer to a Capital Markets Services LicenceCommodity Trading Act
27 Aug 2007 SECURITIES AND FUTURES (PROVISIONS FOR PERSONS AND MATTERS PREVIOUSLY REGULATED UNDER COMMODITY TRADING ACT) REGULATIONS 2007Regulations
06 Sep 2007 Form 4 - Application for exemption from the requirement to be an approved exchange or a recognised market operatorMarkets Forms
06 Sep 2007 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
28 Sep 2007 Securities and Futures (Appeal Advisory Panel) Notification 2007Orders
01 Oct 2007 FAQs on Lodgement of Financial ReturnsFAQs
06 Nov 2007 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR UNITS OF SHARES) REGULATIONS 2007 (G.N. No. S 609/2007)Regulations
07 Dec 2007 Guidelines on the Specification of Entities under Sub-paragraph (b)(vi) of the Definition of "Qualifying Deposit" in Paragraph 1(4) of the Second Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N01]Guidelines
14 Jan 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR SECURITIES TRADING ON PHILLIP SECURITIES OTC CAPITAL) REGULATIONS 2008 (G.N. No. S 9/2008)Regulations
31 Jan 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FROM SECTION 199) REGULATIONS 2008 (G.N. No. S 57/2008)Regulations
04 Feb 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2008 (G.N. No. S 56/2008)Regulations
29 Feb 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) Notification 2008 (G.N. No. S 106/2008)Notifications
28 Mar 2008 Guidelines on the Calculation of Counterparty Risk Requirement for Specified Structured Warrants under Paragraph 3(2) of the Third Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N02] Guidelines
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2008Regulations
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2008Regulations
15 Jul 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) (No. 2) Notification 2008 (G.N. No. S 357/2008)Notifications
25 Jul 2008 Securities and Futures Act (Amendment of the Second Schedule and Other Provisions to Act for REIT Management) Order 2008Orders
28 Jul 2008 Survey and Thematic Inspection of Hedge Fund ManagersCirculars
13 Aug 2008 FAQs on Licensing Requirements under Securities and Futures ActFAQs
09 Jan 2009 REITS: Treatment of Refinancing Under The Aggregate Leverage LimitCirculars
20 Feb 2009 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2009Regulations
20 Apr 2009 Securities and Futures (Amendment) Act (Commencement) Notification 2009Notifications
20 Apr 2009 Securities and Futures (Offers of Investments) (Disapplication of Division 2 of Part XIII) Order 2009 (G.N. No. S 161/2009)Orders
22 May 2009 Trustee's Responsibility for Safe Custody of Assets of a Collective Investment SchemeCirculars
12 Jun 2009 FAQs on the ASEAN and Plus Standards SchemeFAQs
22 Jun 2009 Monetary Authority of Singapore (Freezing of Assets of Persons - Democratic People's Republic of Korea) Regulation 2009Circulars
29 Jul 2009 Securities and Futures (Amendment) Act (Commencement) (No.2) Notification 2009Notifications
15 Sep 2009 Notice on Annual Declaration for Notifications of Restricted Schemes [Notice No. SFA 13-N02]Directions - Notices
28 Sep 2009 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2009 (G.N. No. S 441/2009)Regulations
01 Oct 2009 CISNet User GuidePractice Notes
30 Dec 2009 Form 9 - Application for appointment of chairman, chief executive officer director, or key personsMarkets Forms
09 Mar 2010 Form 8 - Notice to Non-Assenting Participant Under Section 295A(4)Collective Investment Schemes
09 Mar 2010 Form 7 - Notice to Dissenting Participant Under Section 295A(1)Collective Investment Schemes
26 Mar 2010 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2010Notifications
29 Mar 2010 Securities and Futures (Amendment) Act (Commencement) Notification 2010Notifications
29 Mar 2010 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (PRESCRIBED PERIOD AND PRESCRIBED DAY FOR REGISTRATION OF PROSPECTUS AND PROFILE STATEMENT) REGULATIONS 2010Regulations
01 Jun 2010 Securities and Futures (Recognised Securities Exchange) Order 2005 (G.N. No. S 609/2005)Orders
02 Aug 2010 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTIONS) REGULATIONS 2006Regulations
11 Aug 2010 Securities and Futures Investor Compensation Scheme Order 2010Orders
07 Sep 2010 Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) RegulationsRegulations
21 Oct 2010 CMD 01/2010 Issue of Guidelines on the Product Highlights Sheet (SFA 13-G10) and Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures (SFA 13-G11)Circulars
21 Oct 2010 Guidelines on the Product Highlights Sheet [Guideline No. SFA 13-G10]Guidelines
21 Oct 2010 Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures [Guideline No. SFA 13-G11]Guidelines
26 Nov 2010 Form 29 - Notice of Cessation of Business / any Regulated Activity(s) by a Persons Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 Form 28 - Declaration by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 Form 27 - Notice of Change of Particulars by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 Form 26 - Notice of Commencement of Business/ Additional Regulation Activity(s) by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 Form 23- Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance Forms
26 Nov 2010 Form 15A - Register of Interests in Extended Settlement ContractsForms
26 Nov 2010 Form 13 - Risk Disclosure Statement Required to be Furnished and Kept by the Holder of a Capital Markets Services Licence to Trade in Futures Contracts or Leveraged Foreign Exchange ContractsForms
26 Nov 2010 Notice on Reporting of Misconduct of Representatives by Holders of Capital Markets Services Licence and Exempt Financial Institutions [Notice No. SFA 04-N11]Directions - Notices
26 Nov 2010 Notice on Entry Requirements of a Provisional or Temporary Representative [Notice No. SFA 04-N10]Directions - Notices
26 Nov 2010 Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2010Notifications
26 Nov 2010 Securities and Futures (Representatives) (Transitional and Savings Provisions) Regulations 2010Regulations
26 Nov 2010 Securities and Futures (Exemption from Section 99B) Regulations 2010Regulations
26 Nov 2010 Notice to Persons Exempted Under Reg 2(2) of the Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations (Rg 11) from the Requirement under Section 82(1) of the Securities and Futures Act (Cap. 289) to Hold a Capital Markets Services Licence for the Regulated Activity of Trading in Futures Contracts and Representatives of Such Persons [Notice No. SFA 04-N08]Directions - Notices
26 Nov 2010 FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge ExaminationsFAQs
26 Nov 2010 Form 14 Risk Disclosure Statement Required to be Furnished under Regulation 47E(2) and to be kept under Regulation 39(2)(d) by the holder of a Capital Markets Services Licence for Fund Management relating to Management of Portfolio of Futures Contracts, and Foreign ExchangeForms
26 Nov 2010 Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
26 Nov 2010 Form 20 - Notice of Cessation of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
26 Nov 2010 Form 21 - Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
26 Nov 2010 Form 23 - Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance Forms
26 Nov 2010 Form 24 - Notice of Cessation of Business by Persons Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
26 Nov 2010 Form 25 - Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
27 Nov 2010 Form 3D - Notification of the Completion of Examination Requirements by a Provisional Rep (Hardcopy Format)Forms
27 Nov 2010 Form 3B - Notification for Appointment of a Provisional Representative (Hardcopy Format)Forms
27 Nov 2010 Form 16 - Notification to Change Particulars for a Representative (Hardcopy Format)Forms
07 Feb 2011 CMI 01/2011: Due Diligence Checks and Documentation in Respect of the Appointment of Appointed Provisional and Temporary RepresentativesCirculars
09 Feb 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM SUBDIVISIONS (2) AND (3) OF DIVISION 1 OF PART XIII FOR REIT BONDS) REGULATIONS 2011 (G.N. No. S 51/2011)Regulations
15 Mar 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM EXPERT'S CONSENT REQUIREMENT) REGULATIONS 2011 (G.N. No. S 149/2011)Regulations
19 Apr 2011 Guidelines on the Cancellation Period of Unlisted Debentures [Guideline No. SFA 13-G12]Guidelines
19 Apr 2011 Notice on the Cancellation Period of Unlisted Debentures [Notice No. SFA 04/13-N02]Directions - Notices
13 May 2011 Guidelines on Applications for Approval of Arrangements under Paragraph 9 of the Third Schedule to the Securities and Futures Act [Guideline No. SFA04-G03]Guidelines
06 Sep 2011 Guidelines for Financial Institutions to Safeguard the Integrity of Singapore's Financial SystemGuidelines
30 Sep 2011 Form 2 - Application for Recognition of a Collective Investment Scheme under Section 287(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
30 Sep 2011 Form 1 - Application for Authorisation of a Collective Investment Scheme under Section 286(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
17 Jan 2012 Code on Credit Rating AgenciesCodes
17 Jan 2012 Form 8 - Notification for the Cessation of a Representative in any or all of the Regulated Activities (Hardcopy Format)Forms
17 Jan 2012 Form 7 - Notice of Cessation of BusinessForms
17 Jan 2012 Form 6 - Notification to Add Activity(ies) of a Representative (Hardcopy Format)Forms
17 Jan 2012 Form 5 - Application for Additional Regulated Activity under a Capital Markets Services LicenceForms
17 Jan 2012 Form 3C - Notification for Appointment of a Temporary Representative (Hardcopy Format)Forms
17 Jan 2012 Form 3A - Notification for Appointment of an Appointed Representative (Hardcopy Format)Forms
17 Jan 2012 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to ExecutiveForms
17 Jan 2012 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
17 Jan 2012 Form 1 - Application for a Capital Markets Services Licence and Notice of ParticularsForms
17 Jan 2012 Securities And Futures Act (Amendment Of Second Schedule And Other Provisions For Provision Of Credit Rating Services) Order 2012Orders
17 Jan 2012 FAQs on Credit Rating AgenciesFAQs
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) REGULATIONS 2012 (G.N. No. S 177/2012)Regulations
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) (EXEMPTION) REGULATIONS 2012Regulations
06 Aug 2012 FAQs on Exempt PersonsFAQs
06 Aug 2012 FAQs on Prohibited Representations by Exempt Persons under the 2nd Schedule to the Securities and Futures (Licensing and Conduct of Business) RegulationsFAQs
06 Aug 2012 Notice on Prohibited Representations made by Exempt Persons under the 2nd Schedule to the Securities & Futures (Licensing & Conduct of Business) Regulations [Notice No. SFA 04-N07]Directions - Notices
06 Aug 2012 FAQs on Minimum Entry and Examination RequirementsFAQs
19 Sep 2012 Securities and Futures (Amendment) Act (Commencement) Notification 2012Notifications
23 Oct 2012 Form 1 - Application for a Capital Markets Services Licence and Notice of Particulars Forms
23 Oct 2012 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
23 Oct 2012 Form 15 - Register of Interests in Securities Forms
19 Nov 2012 Securities and Futures (Disclosure of Interests) Regulations 2012 (G.N. No. S 504/2012)Regulations
07 Dec 2012 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR AIA AGENCY SHARE PURCHASE PLAN) REGULATIONS 2012 (G.N. No. S 602/2012)Regulations
11 Dec 2012 Notice on the Sale of Investment Products [Notice No. SFA 04-N12]Directions - Notices
11 Dec 2012 Practice Note on the Sale of Investment Products [SFA PN-01]Practice Notes
07 Jan 2013 Form 25A- Annual Declaration by a Registered Fund Management CompanyForms
07 Jan 2013 Form 24A - Notice of Cessation of Business as a Registered Fund Management Company Forms
07 Jan 2013 Form 22A - Notice of Commencement of Business as a Registered Fund Management Company Forms
18 Mar 2013 Securities and Futures (Amendment) Act 2012 (Commencement) Notification 2013Notifications
28 Mar 2013 Securities and Futures (Composition of Offences) RegulationsRegulations
28 Mar 2013 Securities and Futures (Markets) Regulations 2005Regulations
01 Apr 2013 Form 22 - Notice of Commencement of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
02 Apr 2013 Securities and Futures (Closed-End Fund) (Excluded Arrangements) Notification 2013 (G.N. No. S 185/2013)Notifications
02 Apr 2013 Guidelines on Addressing Conflicts of Interest arising from a Related Corporation Issuing or Promulgating Research Analyses or Research Reports [SFA 04-G06] Guidelines
07 May 2013 Form 25B - Auditor's Report for a Registered Fund Management CompanyForms
11 Jun 2013 FAQs on ExemptionsFAQs
11 Jun 2013 Exemptions issued under s337(2) SFA - 1Q2013Exemptions
18 Jul 2013 FAQs on Compliance with Principles For Financial Market InfrastructuresFAQs
25 Jul 2013 Securities and Futures (Clearing Facilities) (Savings and Transitional Provisions) Regulations 2013Regulations
01 Aug 2013 Form 4 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonApproved Holding Companies Forms
01 Aug 2013 Form 3 - Information on Shareholders and SubsidiariesApproved Holding Companies Forms
01 Aug 2013 Form 2 - Information on Chief Executive Officer and DirectorsApproved Holding Companies Forms
01 Aug 2013 Form 1 - Application for Approval as an Approved Holding CompanyApproved Holding Companies Forms
01 Aug 2013 Form 6 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonClearing Facilities Forms
01 Aug 2013 Form 5 - Application to Impose or Change Clearing FeeClearing Facilities Forms
01 Aug 2013 Form 4 - Application for Change in StatusClearing Facilities Forms
01 Aug 2013 Form 3 - Information on Shareholders and SubsidiariesClearing Facilities Forms
01 Aug 2013 Form 2 - Information on Chief Executive Officer and DirectorsClearing Facilities Forms
01 Aug 2013 Form 1 - Application for Approval or RecognitionClearing Facilities Forms
01 Aug 2013 SECURITIES AND FUTURES (CORPORATE GOVERNANCE OF APPROVED EXCHANGES DESIGNATED CLEARING HOUSES AND APPROVED HOLDING COMPANIES) REGULATIONS 2005Regulations
01 Aug 2013 Securities and Futures (Clearing Facilities) (Exemption) Regulations 2013Regulations
01 Aug 2013 Securities and Futures (Clearing Facilities) Regulations 2013Regulations
01 Aug 2013 Form 1 - Application for Trade Repository Licence or Foreign Trade Repository LicenceTrade Repositories Forms
01 Aug 2013 Form 2 - Information on Chief Executive Officer and DirectorsTrade Repositories Forms
01 Aug 2013 Form 3 - Information on Shareholders and SubsidiariesTrade Repositories Forms
01 Aug 2013 Form 4 - Application to Impose or Change Reporting FeeTrade Repositories Forms
01 Aug 2013 Form 5 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonTrade Repositories Forms
07 Aug 2013 Securities and Futures Amendment Act 2012 Commencement (No.2) Notification 2013Notifications
20 Aug 2013 SRD TR 02/2013 MAS Circular (Cancellation) 2013Circulars
03 Oct 2013 Exemptions issued under s337(2) SFA - 2Q2013Exemptions
22 Oct 2013 FAQs on the Memorandum of Understanding under the EU's Alternative Investment Fund Managers DirectiveFAQs
30 Oct 2013 Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013Regulations
30 Oct 2013 Securities and Futures (Amendment) Act 2012 Commencement (No. 3) Notification 2013Notifications
30 Oct 2013 Form 1A - Notification on Becoming a Significant Derivatives HolderReporting of Derivatives Contracts Forms
30 Oct 2013 Form 1B - Notification on Ceasing to be a Significant Derivatives HolderReporting of Derivatives Contracts Forms
31 Oct 2013 Securities and Futures (Trade Repositories) Regulations 2013Regulations
13 Jan 2014 Form 1 - General Lodgment Form (Offers of Business Trusts)Offers of Business Trusts
13 Jan 2014 Form 1 - General Lodgment Form (Offers of Shares and Debentures)Offers of Shares and Debentures
06 Mar 2014 Guidelines on the Application of Section 339 (Extra-Territoriality) of the Securities and Futures Act [Guideline No. SFA 15-G01]Guidelines
06 Mar 2014 Notice on Technology Risk Management [Notice No. CMG-N02]Directions - Notices
06 Mar 2014 Notice on Reporting of Suspicious Activities & Incidents of Fraud [Notice No. CMG-N01]Directions - Notices
06 Mar 2014 Guidelines on Short Selling Disclosure [Guideline No SFA 15-G02]Guidelines
07 Mar 2014 Exemptions issued under s337(2) SFA - 3Q2013Exemptions
28 Mar 2014 Securities and Futures (Licensing and Conduct of Business) RegulationsRegulations
15 May 2014 Exemptions issued under s337(2) SFA - 4Q2013Exemptions
26 May 2014 SRD TR 01/2014 System Vulnerability Assessments and Penetration TestingCirculars
01 Jul 2014 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01] [July 2014]Directions - Notices
01 Jul 2014 Securities and Futures (Reporting of Derivatives Contracts) (Exemption) Regulations 2014Regulations
01 Jul 2014 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2014Regulations
01 Jul 2014 Securities and Futures (Markets) (Amendment No. 2) Regulations 2014Regulations
22 Jul 2014 Exemptions issued under s337(2) SFA - 1Q2014Exemptions
05 Sep 2014 Exemptions issued under s337(2) SFA - 2Q2014Exemptions
26 Sep 2014 Securities and Futures (Offers of Investments) (Exemption for PruPerformance Share Scheme) Regulations 2014 (G.N. No. S 623/2014)Regulations
26 Sep 2014 SRD TR 02/2014 IT Security Risks Posed by Personal Mobile DevicesCirculars
15 Oct 2014 FAQs on Disclosure of InterestsFAQs
24 Oct 2014 Form 3A - Notification for the Appointment of an Appointed Representative (Licensed Fund Management Companies)Forms
24 Oct 2014 Exemptions issued under s337(2) SFA - 3Q2014Exemptions
31 Oct 2014 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) (No. 2) Regulations 2014Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Business Trusts) (No. 2) Regulations 2005 (G.N. No. S 612/2005)Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005 (G.N. No. S 611/2005)Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 (G.N. No. S 602/2005)Regulations
05 Feb 2015 Guidelines on the Product Highlights Sheet for Offers of Debt Securities, Hybrid Instruments and Equity Securities [Guideline No. SFA 13-G13]Guidelines
18 Mar 2015 Exemptions issued under s337(2) SFA - 4Q2014Exemptions
29 Apr 2015 Exemptions issued under s337(2) SFA - 1Q2015Exemptions
01 Jul 2015 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) RegulationsRegulations
07 Jul 2015 Guidelines on Good Drafting Practices for Prospectuses [Guideline No. SFA 13-G14]Guidelines
21 Jul 2015 Exemptions issued under s337(2) SFA -  2Q2015Exemptions
23 Jul 2015 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015Regulations
03 Sep 2015 Guidelines on Fit and Proper Criteria [Guideline No. FSG-G01]Guidelines
16 Sep 2015 Form 1A - Application for a Capital Markets Services Licence for Fund Management Company Forms
28 Oct 2015 CMI 02/2015 Circular to Broker-Dealers on Enhancing Anti-Money Laundering & Countering the Financing of Terrorism Measures and Business Conduct Circulars
28 Oct 2015 CMI 03/2015 Circular to Fund Management Companies on Enhancing Anti-Money Laundering & Countering the Financing of Terrorism Measures and Business Conduct Circulars
28 Oct 2015 CMI 04/2015 Circular to Corporate Finance Firms on Enhancing Anti-Money Laundering & Countering the Financing of Terrorism Measures and Business ConductCirculars
02 Nov 2015 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2015Regulations
30 Nov 2015 Guidelines to MAS Notice SFA04-N02 on Prevention of Money Laundering and Countering the Financing of Terrorism - Capital Markets IntermediariesGuidelines
30 Nov 2015 Guidelines to MAS Notice SFA13-N01 on Prevention of Money Laundering and Countering the Financing of Terrorism - Approved TrusteesGuidelines
30 Nov 2015 Notice to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02]Directions - Notices
30 Nov 2015 Notice to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02]
30 Nov 2015 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]Directions - Notices
18 Dec 2015 Exemptions issued under s337(2) SFA - 3Q2015Exemptions
31 Dec 2015 Form 1 - Notification of Death or Dissolution of Account HolderCentral Depository System Forms
31 Dec 2015 Form 2 - Notification of Death or Dissolution of Sub-Account HolderCentral Depository System Forms
31 Dec 2015 Form 3 - Notification of Death or Dissolution of Joint Account HolderCentral Depository System Forms
31 Dec 2015 Form 4 - Notification of Bankruptcy of Account HolderCentral Depository System Forms
31 Dec 2015 Guidelines to MAS Notice SFA03AA-N01 on Prevention of Money Laundering and Countering the Financing of TerrorismGuidelines
31 Dec 2015 Notice to the Depository on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA03AA-N01]Directions - Notices
31 Dec 2015 Securities and Futures (Central Depository System) Regulations 2015Regulations
31 Dec 2015 Form 5 - Notification of Bankruptcy of Sub-Account HolderCentral Depository System Forms
31 Dec 2015 Form 6 - Notification of Transmission of Title by Court OrderCentral Depository System Forms
31 Dec 2015 Form 7 - Notification of Transmission of Title by Court Order Sub-AccCentral Depository System Forms
31 Dec 2015 Form 8 - AssignmentCentral Depository System Forms
31 Dec 2015 Form 9 - ChargeCentral Depository System Forms
31 Dec 2015 Form 10 - Sub-ChargeCentral Depository System Forms
31 Dec 2015 Form 11 - Re-assignmentCentral Depository System Forms
31 Dec 2015 Form 12 - Discharge of ChargeCentral Depository System Forms
31 Dec 2015 Form 13 - Discharge of Sub-ChargeCentral Depository System Forms
31 Dec 2015 Form 14 - Approval for Change in Depository FeeCentral Depository System Forms
01 Jan 2016 Code on Collective Investment SchemesCodes
01 Jan 2016 Guidelines to all holders of a Capital Markets Services Licence for Real Estate Investment Trust ManagementGuidelines
01 Jan 2016 Notice to all holders of a Capital Markets Services Licence for Real Estate Investment Trust Management [MAS Notice SFA04-N14]Directions - Notices
28 Jan 2016 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2016Regulations
03 Feb 2016 Exemptions issued under s337(2) SFA - 4Q2015Exemptions
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Straight Debentures) Regulations 2016Regulations
19 May 2016 Securities and Futures (Offers of Investments) (Exemption for Offers of Post-seasoning Debentures) Regulations 2016Regulations
26 May 2016 Exemptions issued under s337(2) SFA - 1Q2016Exemptions
08 Jun 2016 FAQs on Lending-based CrowdfundingFAQs
08 Jun 2016 Guidelines on the Advertising Restrictions [Guideline No. SFA 13-G15]Guidelines
08 Jun 2016 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
16 Jun 2016 Notice on Financial Market Infrastructure Standards for CSDs [Notice No. SFA03AA-N02]Directions - Notices
16 Jun 2016 Notice on Financial Market Infrastructure Standards [Notice No. SFA02A/03-N01]Directions - Notices
12 Jul 2016 Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management [Guideline No SFA04-G01]Guidelines
27 Jul 2016 SRD TR 01/2016 - MAS Circular (Cancellation) 2016Circulars
05 Aug 2016 FAQs on Offers of Shares, Debentures and CISFAQs
08 Aug 2016 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2016Regulations
08 Aug 2016 Securities and Futures (Markets) (Amendment) Regulations 2016Regulations
11 Aug 2016 Exemptions issued under s337(2) SFA - 2Q2016Exemptions
18 Aug 2016 Securities and Futures (Amendment) Act 2012 (Commencement) Notification 2016Notifications
22 Aug 2016 Circular on Margin Requirements for Non-Centrally Cleared DerivativesCirculars
30 Aug 2016 Securities and Futures (Offers of Investments) (Shares) (Exemption for Units of Shares) Regulations 2016Regulations
10 Oct 2016 FAQs on the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013FAQs
10 Oct 2016 Guidelines on the Regulation of Clearing Facilities [Guideline No. SFA 03-G01]Guidelines
18 Oct 2016 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)Forms
01 Nov 2016 Form 3 - Application for Approval to Act as a Trustee for Collective Investment Schemes under Section 289(1)Collective Investment Schemes
01 Nov 2016 Guidelines on Licence Applications, Representative Notification and Payment of Fees [Guideline No. CMG-G01]Guidelines
01 Nov 2016 Securities and Futures (Licensing and Conduct of Business)(Amendment) Regulations 2016Regulations
01 Nov 2016 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2016Regulations
18 Nov 2016 Exemptions issued under s337(2) SFA - 3Q2016Exemptions
06 Dec 2016 Guidelines on Margin Requirements for Non-Centrally Cleared OTC Derivatives ContractsGuidelines
06 Dec 2016 MPI 02/2016 Circular on Margin Requirements for Non-Centrally Cleared OTC Derivatives ContractsCirculars
14 Dec 2016 FAQs on Two-Factor Authentication for Online Trading PlatformsFAQs
23 Dec 2016 Guidelines on Standards of Conduct for Marketing and Distribution Activities [Guideline No. FSG-G02]Guidelines
11 Jan 2017 Form 23A - Notice of Change of Particulars for Registered Fund Management Company Forms
03 Feb 2017 Lodgment Practice Note for Shares and DebenturesPractice Notes
03 Feb 2017 Lodgment Practice Note for Collective Investment SchemesPractice Notes
03 Feb 2017 Lodgment Practice Note for Business TrustsPractice Notes
20 Mar 2017 Exemptions issued under s337(2) SFA - 4Q2016Exemptions
24 Apr 2017 Exemptions issued under s337(2) SFA - 1Q2017Exemptions
13 Jun 2017 MPI 01/2017 Revision of Annual Fees for AE and ACHCirculars
13 Jun 2017 MPI 02/2017 Revision of Annual Fees for Local RMO under 2nd Schedule of SF Markets RCirculars
11 Jul 2017 Exemptions issued under s337(2) SFA - 2Q2017Exemptions
29 Sep 2017 FAQs on Securities and Futures (Licensing and Conduct of Business) RegulationsFAQs
20 Oct 2017 FAQs on the Licensing and Registration of Fund Management CompaniesFAQs
20 Oct 2017 Form 1V - Application for a capital markets services licence as a venture capital fund managerForms
20 Oct 2017 Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [Guideline No. SFA 04-G05]Guidelines
20 Oct 2017 Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences [Notice No. SFA 04-N13]Directions - Notices
20 Oct 2017 Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N09]Directions - Notices

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Last Modified on 26/11/2016