Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
15 Oct 2005 Securities and Futures (Institutional, Professional and Business Investors) Order 2005 (G.N. No. S 607/2005)Orders
15 Oct 2005 SECURITIES AND FUTURES (REVOCATION) REGULATIONS 2005Regulations
15 Oct 2005 SECURITIES AND FUTURES (AFFAIRS OF BUSINESS TRUST AND AFFAIRS OF ENTITY) REGULATIONS 2005 (G.N. No. S 604/2005)Regulations
17 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 40) REGULATIONS 2005Regulations
22 Oct 2005 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005 - Revoked on 1 Jun 2007Orders
24 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 41) REGULATIONS 2005Regulations
26 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2005Regulations
27 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 42) REGULATIONS 2005Regulations
02 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 44) REGULATIONS 2005Regulations
02 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 43) REGULATIONS 2005Regulations
04 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 45) REGULATIONS 2005Regulations
08 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2005Regulations
11 Nov 2005 Securities and Futures (Appeal Advisory Panel) Notification 2005Notifications
11 Nov 2005 Securities and Futures (Appeal Advisory Panel) Notification 2005Orders
15 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 46) REGULATIONS 2005Regulations
17 Nov 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2005 (G.N. No. S 719/2005)Regulations
22 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 48) REGULATIONS 2005Regulations
22 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 47) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 51) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 50) REGULATIONS 2005Regulations
23 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 49) REGULATIONS 2005Regulations
25 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 52) REGULATIONS 2005Regulations
28 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 27) REGULATIONS 2005Regulations
01 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 53) REGULATIONS 2005Regulations
06 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION OF CHINA AVIATION OIL (SINGAPORE) CORPORATION LTD) REGULATIONS 2005 (G.N. No. S 782/2005)Regulations
06 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 54) REGULATIONS 2005Regulations
07 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) (NO. 2) REGULATIONS 2005 (G.N. No. S 784/2005)Regulations
08 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 56) REGULATIONS 2005Regulations
08 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 55) REGULATIONS 2005Regulations
09 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 57) REGULATIONS 2005Regulations
09 Dec 2005 SECURITIES AND FUTURES (APPEALS) REGULATIONS 2005Regulations
12 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 28) REGULATIONS 2005Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 59) REGULATIONS 2005Regulations
14 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 58) REGULATIONS 2005Regulations
15 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 29) REGULATIONS 2005Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 60) REGULATIONS 2005Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 30) REGULATIONS 2005Regulations
06 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2006Regulations
09 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 2) REGULATIONS 2006Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) REGULATIONS 2006Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2006Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2006Regulations
25 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2006Regulations
01 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 5) REGULATIONS 2006Regulations
01 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 4) REGULATIONS 2006Regulations
06 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 6) REGULATIONS 2006Regulations
07 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2006Regulations
13 Feb 2006 Securities and Futures (Clearing Facility) Order 2006Orders
16 Feb 2006 Form 7 - Auditors report - for a holder of a capital markets services licenceForms
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 9) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 8) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 7) REGULATIONS 2006Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2006Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2006Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2006Regulations
13 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2006Regulations
15 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2006Regulations
17 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 3) REGULATIONS 2006Regulations
23 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 4) REGULATIONS 2006Regulations
29 Mar 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM PROSPECTUS AND PRICING STATEMENT REQUIREMENTS) REGULATIONS 2006 (G.N. No. S 182/2006)Regulations
26 Apr 2006 Securities and Futures (Appeal Advisory Panel) Notification 2006Notifications
16 Jun 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR SMP SHARE PURCHASE PLAN) REGULATIONS 2006 (G.N. No. S 344/2006)Regulations
15 Sep 2006 Guidelines on the Permissible Use of Customers' Money and Assets by Designated Clearing Houses under Section 63 of the Securities and Futures Act (Cap.289) [Guideline No. SFA 03-G02] [Cancelled with effect from 26 Oct 16]Guidelines
13 Dec 2006 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (EXEMPTION FOR BUSINESS TRUSTS) REGULATIONS 2006 (G.N. No. S 669/2006)Regulations
13 Dec 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 5) REGULATIONS 2006Regulations
20 Dec 2006 Form 6 - Statement relating to the accounts of a holder of a capital markets services licenceForms
20 Dec 2006 Form 5 - Statement of financial resources and total risk requirementForms
20 Dec 2006 Form 2 - Statement of financial resources, total risk requirement and aggregate indebtednessForms
20 Dec 2006 Form 1 - Statement of assets and liabilitiesForms
29 Dec 2006 Guidelines to MAS Notice SFA13-N01Directions - Notices
12 Jan 2007 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2007Regulations
28 Feb 2007 MAS Notice SFA13-N01 (Amendment) 2007Directions - Notices
28 Feb 2007 MAS Notice SFA04-N02 (Amendment) 2007Directions - Notices
01 Mar 2007 SECURITIES AND FUTURES (APPROVED HOLDING COMPANIES) REGULATIONS 2005Regulations
19 Mar 2007 Guidelines on Duty of Substantial Shareholders to Notify Securities Exchange [Cancelled with effect from 19 Nov 2012]Guidelines
01 Jun 2007 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007 (G.N. No. S 227/2007)Orders
01 Jul 2007 Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2007Notifications
02 Jul 2007 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]Directions - Notices
02 Jul 2007 MAS Notice SFA13-N01 (Cancellation) 2007Directions - Notices
02 Jul 2007 MAS Notice SFA04-N02 (Cancellation) 2007Directions - Notices
27 Aug 2007 Form for transfer to a Capital Markets Services Representative's LicenceCommodity Trading Act
27 Aug 2007 Form for transfer to a Capital Markets Services LicenceCommodity Trading Act
27 Aug 2007 SECURITIES AND FUTURES (PROVISIONS FOR PERSONS AND MATTERS PREVIOUSLY REGULATED UNDER COMMODITY TRADING ACT) REGULATIONS 2007Regulations
06 Sep 2007 Form 4 - Application for exemption from the requirement to be an approved exchange or a recognised market operatorMarkets Forms
06 Sep 2007 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
28 Sep 2007 Securities and Futures (Appeal Advisory Panel) Notification 2007Orders
01 Oct 2007 FAQs on Lodgement of Financial ReturnsFAQs
06 Nov 2007 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR UNITS OF SHARES) REGULATIONS 2007 (G.N. No. S 609/2007)Regulations
07 Dec 2007 Guidelines on the Specification of Entities under Sub-paragraph (b)(vi) of the Definition of "Qualifying Deposit" in Paragraph 1(4) of the Second Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N01]Guidelines
14 Jan 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FOR SECURITIES TRADING ON PHILLIP SECURITIES OTC CAPITAL) REGULATIONS 2008 (G.N. No. S 9/2008)Regulations
31 Jan 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FROM SECTION 199) REGULATIONS 2008 (G.N. No. S 57/2008)Regulations
04 Feb 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2008 (G.N. No. S 56/2008)Regulations
29 Feb 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) Notification 2008 (G.N. No. S 106/2008)Notifications
28 Mar 2008 Guidelines on the Calculation of Counterparty Risk Requirement for Specified Structured Warrants under Paragraph 3(2) of the Third Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N02] Guidelines
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2008Regulations
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) (NO. 2) REGULATIONS 2008Regulations
15 Jul 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) (No. 2) Notification 2008 (G.N. No. S 357/2008)Notifications

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Last Modified on 26/11/2016