Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
12 Jan 2007 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2007Regulations
11 Jul 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2008Regulations
20 Feb 2009 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN PREFERENCE SHARES) REGULATIONS 2009Regulations
31 Jan 2008 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FROM SECTION 199) REGULATIONS 2008 (G.N. No. S 57/2008)Regulations
02 Aug 2010 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTIONS) REGULATIONS 2006Regulations
01 Jul 2014 Securities and Futures (Markets) (Amendment No. 2) Regulations 2014Regulations
08 Aug 2016 Securities and Futures (Markets) (Amendment) Regulations 2016Regulations
28 Mar 2013 Securities and Futures (Markets) Regulations 2005Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Business Trusts) (No. 2) Regulations 2005 (G.N. No. S 612/2005)Regulations
15 Mar 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM EXPERT'S CONSENT REQUIREMENT) REGULATIONS 2011 (G.N. No. S 149/2011)Regulations
28 Sep 2009 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2009 (G.N. No. S 441/2009)Regulations
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002 (G.N. No. S 248/2002)Notifications
29 Feb 2004 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002 (G.N. No. S 247/2002)Notifications
02 Jan 2015 Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 (G.N. No. S 602/2005)Regulations
20 Apr 2009 Securities and Futures (Offers of Investments) (Disapplication of Division 2 of Part XIII) Order 2009 (G.N. No. S 161/2009)Orders

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Last Modified on 26/11/2016