Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

Clear Filter

View 15 per page | View 100 per page | View all

Date Title
09 Nov 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 22) REGULATIONS 2004Regulations
03 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 22) REGULATIONS 2005Regulations
01 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 23) REGULATIONS 2004Regulations
10 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 23) REGULATIONS 2005Regulations
15 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 24) REGULATIONS 2004Regulations
12 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 24) REGULATIONS 2005Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2004Regulations
26 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 25) REGULATIONS 2005Regulations
23 Dec 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2004Regulations
08 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 26) REGULATIONS 2005Regulations
28 Nov 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 27) REGULATIONS 2005Regulations
12 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 28) REGULATIONS 2005Regulations
15 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 29) REGULATIONS 2005Regulations
06 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2004Regulations
16 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2005Regulations
16 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 3) REGULATIONS 2006Regulations
27 Dec 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 30) REGULATIONS 2005Regulations
15 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2004Regulations
23 Feb 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2005Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 4) REGULATIONS 2006Regulations
28 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2004Regulations
18 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2005Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 5) REGULATIONS 2006Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2004Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2005Regulations
25 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 6) REGULATIONS 2006Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2004Regulations
26 Apr 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2005Regulations
07 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 7) REGULATIONS 2006Regulations
02 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2004Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2005Regulations
15 Mar 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 8) REGULATIONS 2006Regulations
04 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2004Regulations
02 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) (NO. 9) REGULATIONS 2005Regulations
14 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2005Regulations
06 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN BONDS) REGULATIONS 2006Regulations
07 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2004Regulations
07 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2005Regulations
23 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 10) REGULATIONS 2006Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2004Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2005Regulations
27 Feb 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 11) REGULATIONS 2006Regulations
20 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2004Regulations
17 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 12) REGULATIONS 2005Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 13) REGULATIONS 2005Regulations
23 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2004Regulations
23 Mar 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 14) REGULATIONS 2005Regulations
26 Apr 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2004Regulations
11 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 15) REGULATIONS 2005Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2004Regulations
26 May 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 16) REGULATIONS 2005Regulations
11 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2004Regulations
09 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 17) REGULATIONS 2005Regulations
14 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 18) REGULATIONS 2004Regulations
10 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 18) REGULATIONS 2005Regulations
17 May 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 19) REGULATIONS 2004Regulations
21 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 19) REGULATIONS 2005Regulations
29 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONSRegulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2005Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 2) REGULATIONS 2006Regulations
23 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 20) REGULATIONS 2005Regulations
01 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 21) REGULATIONS 2004Regulations
24 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 21) REGULATIONS 2005Regulations
15 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 22) REGULATIONS 2004Regulations
24 Jun 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 22) REGULATIONS 2005Regulations
16 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 23) REGULATIONS 2004Regulations
06 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 23) REGULATIONS 2005Regulations
06 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 24) REGULATIONS 2005Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 25) REGULATIONS 2004Regulations
14 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 25) REGULATIONS 2005Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 26) REGULATIONS 2004Regulations
15 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 26) REGULATIONS 2005Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 27) REGULATIONS 2004Regulations
15 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 27) REGULATIONS 2005Regulations
24 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 28) REGULATIONS 2004Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 28) REGULATIONS 2005Regulations
25 Jun 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 29) REGULATIONS 2004Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 29) REGULATIONS 2005Regulations
05 Feb 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2004Regulations
20 Jan 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2005Regulations
18 Jan 2006 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 3) REGULATIONS 2006Regulations
05 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 30) REGULATIONS 2004Regulations
20 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 30) REGULATIONS 2005Regulations
08 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 31) REGULATIONS 2004Regulations
25 Jul 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 31) REGULATIONS 2005Regulations
12 Jul 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 32) REGULATIONS 2004Regulations
03 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 32) REGULATIONS 2005Regulations
05 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 33) REGULATIONS 2004Regulations
08 Aug 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 33) REGULATIONS 2005Regulations
11 Aug 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 34) REGULATIONS 2004Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 34) REGULATIONS 2005Regulations
01 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 35) REGULATIONS 2004Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 35) REGULATIONS 2005Regulations
15 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 36) REGULATIONS 2004Regulations
23 Sep 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 36) REGULATIONS 2005Regulations
10 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 37) REGULATIONS 2004Regulations
04 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 37) REGULATIONS 2005Regulations
13 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 38) REGULATIONS 2004Regulations
06 Oct 2005 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 38) REGULATIONS 2005Regulations
23 Sep 2004 SECURITIES AND FUTURES (MARKET CONDUCT) (EXEMPTION FOR STABILISING ACTION IN RESPECT OF DEALINGS IN NOTES) (NO. 39) REGULATIONS 2004Regulations

View 15 per page | View 100 per page | View all

Back to top

Last Modified on 26/11/2016