Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
23 May 2002 SECURITIES AND FUTURES (OPPORTUNITY TO BE HEARD) REGULATIONSRegulations
23 May 2002 Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003Notifications
15 Oct 2005 Securities and Futures (Prescribed Entities) Order 2005 (G.N. No. S 608/2005)Orders
01 Jul 2014 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2014Regulations
23 Jul 2015 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015Regulations
08 Aug 2016 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2016Regulations
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) (EXEMPTION) REGULATIONS 2012Regulations
02 May 2012 SECURITIES AND FUTURES (PRESCRIBED SECURITIES) REGULATIONS 2012 (G.N. No. S 177/2012)Regulations
01 Jul 2005 SECURITIES AND FUTURES (PRESCRIBED SPECIFIC CLASSES OF INVESTORS) REGULATIONS 2005Regulations
27 Aug 2007 SECURITIES AND FUTURES (PROVISIONS FOR PERSONS AND MATTERS PREVIOUSLY REGULATED UNDER COMMODITY TRADING ACT) REGULATIONS 2007Regulations
23 May 2002 Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005Orders
01 Jun 2010 Securities and Futures (Recognised Securities Exchange) Order 2005 (G.N. No. S 609/2005)Orders
23 May 2002 Securities and Futures (Repeal of Provisions) Notification 2002Notifications
22 Dec 2001 Securities and Futures (Repeal) Notification 2001Notifications
31 Oct 2014 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) (No. 2) Regulations 2014Regulations
02 Nov 2015 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2015Regulations
28 Jan 2016 Securities and Futures (Reporting of Derivatives Contracts) (Amendment) Regulations 2016Regulations
01 Jul 2014 Securities and Futures (Reporting of Derivatives Contracts) (Exemption) Regulations 2014Regulations
30 Oct 2013 Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013Regulations
26 Nov 2010 Securities and Futures (Representatives) (Transitional and Savings Provisions) Regulations 2010Regulations
11 Sep 2002 Securities and Futures (Revocation) Order 2002Orders
15 Oct 2005 SECURITIES AND FUTURES (REVOCATION) REGULATIONS 2005Regulations
01 Jan 2002 Securities and Futures (Securities Industry Council and Take-over Offers) (Transitional Provisions) Regulations 2001 (G.N. No. S 673/2001)Regulations
31 Oct 2013 Securities and Futures (Trade Repositories) Regulations 2013Regulations
17 Jan 2012 Securities And Futures Act (Amendment Of Second Schedule And Other Provisions For Provision Of Credit Rating Services) Order 2012Orders
25 Jul 2008 Securities and Futures Act (Amendment of the Second Schedule and Other Provisions to Act for REIT Management) Order 2008Orders
23 May 2002 Securities and Futures Act (Commencement) Notification 2002Notifications
07 Aug 2013 Securities and Futures Amendment Act 2012 Commencement (No.2) Notification 2013Notifications
11 Aug 2010 Securities and Futures Investor Compensation Scheme Order 2010Orders
26 Nov 2003 Securities and Futures Prescribed Corporations Notification 2003 - Cancelled on 15 Oct 2005Notifications
26 May 2014 SRD TR 01/2014 System Vulnerability Assessments and Penetration TestingCirculars
27 Jul 2016 SRD TR 01/2016 - MAS Circular (Cancellation) 2016Circulars
20 Aug 2013 SRD TR 02/2013 MAS Circular (Cancellation) 2013Circulars
26 Sep 2014 SRD TR 02/2014 IT Security Risks Posed by Personal Mobile DevicesCirculars
28 Jul 2008 Survey and Thematic Inspection of Hedge Fund ManagersCirculars
22 May 2009 Trustee's Responsibility for Safe Custody of Assets of a Collective Investment SchemeCirculars

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Last Modified on 26/11/2016