Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
08 Aug 2016 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2016Regulations
23 Jul 2015 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015Regulations
01 Jul 2014 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2014Regulations
15 Oct 2005 Securities and Futures (Prescribed Entities) Order 2005 (G.N. No. S 608/2005)Orders
23 May 2002 Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003Notifications
23 May 2002 SECURITIES AND FUTURES (OPPORTUNITY TO BE HEARD) REGULATIONSRegulations
01 Jun 2007 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007 (G.N. No. S 227/2007)Orders
22 Oct 2005 Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005 - Revoked on 1 Jun 2007Orders
04 Feb 2008 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES) (EXEMPTION FROM PROSPECTUS REQUIREMENTS) REGULATIONS 2008 (G.N. No. S 56/2008)Regulations
30 Aug 2016 Securities and Futures (Offers of Investments) (Shares) (Exemption for Units of Shares) Regulations 2016Regulations
02 Jan 2015 Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005 (G.N. No. S 611/2005)Regulations
29 Feb 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) Notification 2008 (G.N. No. S 106/2008)Notifications
15 Jul 2008 Securities and Futures (Offers of Investments) (Shares and Debentures) (Specified Entities For Issuing Structured Notes) (No. 2) Notification 2008 (G.N. No. S 357/2008)Notifications
06 Dec 2005 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION OF CHINA AVIATION OIL (SINGAPORE) CORPORATION LTD) REGULATIONS 2005 (G.N. No. S 782/2005)Regulations
09 Feb 2011 SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (SHARES AND DEBENTURES) (EXEMPTION FROM SUBDIVISIONS (2) AND (3) OF DIVISION 1 OF PART XIII FOR REIT BONDS) REGULATIONS 2011 (G.N. No. S 51/2011)Regulations

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Last Modified on 26/11/2016