Securities, Futures and Fund Management

Activities pertaining to Securities, Futures and Funds Management are governed under the Securities and Futures Act. The Act puts in place the rules and regulations concerning markets, market operators, clearing facilities, intermediaries and representatives. Regulated activities include:
(i) Dealing in securities
(ii) Trading in futures contracts;
(iii) Leveraged foreign exchange trading;
(iv) Advising on corporate finance;
(v) Fund management;
(vi) Securities financing;
(vii) Providing custodial services for securities;
(viii) Real estate investment trust management; and
(ix) Providing credit rating services

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Date Title
06 Aug 2012 FAQs on Prohibited Representations by Exempt Persons under the 2nd Schedule to the Securities and Futures (Licensing and Conduct of Business) RegulationsFAQs
05 Aug 2016 FAQs on Offers of Shares, Debentures and CISFAQs
06 Aug 2012 FAQs on Minimum Entry and Examination RequirementsFAQs
01 Oct 2007 FAQs on Lodgement of Financial ReturnsFAQs
13 Aug 2008 FAQs on Licensing Requirements under Securities and Futures ActFAQs
08 Jun 2016 FAQs on Lending-based CrowdfundingFAQs
28 May 2004 FAQs on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of a Capital Markets Services LicenceFAQs
11 Jun 2013 FAQs on ExemptionsFAQs
06 Aug 2012 FAQs on Exempt PersonsFAQs
15 Oct 2014 FAQs on Disclosure of InterestsFAQs
17 Jan 2012 FAQs on Credit Rating AgenciesFAQs
18 Jul 2013 FAQs on Compliance with Principles For Financial Market InfrastructuresFAQs
26 Nov 2010 FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge ExaminationsFAQs
11 Jun 2013 Exemptions issued under s337(2) SFA - 1Q2013Exemptions
03 Feb 2016 Exemptions issued under s337(2) SFA - 4Q2015Exemptions

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Last Modified on 26/11/2016