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Date Number Title
22 Nov 2018 1 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
08 Nov 2018 1V Form 1V - Application for a capital markets services licence as a venture capital fund managerForms
23 Oct 2018 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)Forms
10 Oct 2018 2 Form 2 - Information on chief executive officer and directorsMarkets Forms
10 Oct 2018 3 Form 3 - Information on shareholders and subsidiariesMarkets Forms
10 Oct 2018 5 Form 5 - Application for change in statusMarkets Forms
10 Oct 2018 6 Form 6 - Monthly statistics to be submitted by an approved exchange operating an organised market in respect of specified productsMarkets Forms
10 Oct 2018 7 Quarterly statistics to be submitted by an approved exchange operating an organised market in respect of organised market in respect of specified products Markets Forms
10 Oct 2018 8 Form 8 - Monthly statistics to be submitted by an approved exchange operating an organised market in respect of derivatives contracts Markets Forms
10 Oct 2018 9 Form 9 - Application for appointment of chairman, chief executive officer director, or key personsMarkets Forms
10 Oct 2018 10 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
10 Oct 2018 11 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms
08 Oct 2018 Form 1 - Application for Approval of Member of Oversight Committee for Designated BenchmarksBenchmarks
08 Oct 2018 Form 2 - Notice of Change of Particulars for Authorised or Exempt Benchmark AdministratorsBenchmarks
08 Oct 2018 Form 3 - Application for Approval of Chief Executive Officer or Director of Authorised Benchmark Administrator, Authorised Benchmark Submitter or Designated Benchmark SubmitterBenchmarks

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Last Modified on 26/11/2016