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Date Number Title
14 Jan 2019 22 Form 22 - Notice of Commencement of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the RegulationsForms
22 Nov 2018 1 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
08 Nov 2018 1V Form 1V - Application for a capital markets services licence as a venture capital fund managerForms
02 Nov 2018 23A Form 23A - Notice of Change of Particulars for a Registered Fund Management Company or a Venture Capital Fund ManagerForms
23 Oct 2018 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)Forms
10 Oct 2018 2 Form 2 - Information on chief executive officer and directorsMarkets Forms
10 Oct 2018 3 Form 3 - Information on shareholders and subsidiariesMarkets Forms
10 Oct 2018 5 Form 5 - Application for change in statusMarkets Forms
10 Oct 2018 6 Form 6 - Monthly statistics to be submitted by an approved exchange operating an organised market in respect of specified productsMarkets Forms
10 Oct 2018 7 Quarterly statistics to be submitted by an approved exchange operating an organised market in respect of organised market in respect of specified products Markets Forms
10 Oct 2018 8 Form 8 - Monthly statistics to be submitted by an approved exchange operating an organised market in respect of derivatives contracts Markets Forms
10 Oct 2018 9 Form 9 - Application for appointment of chairman, chief executive officer director, or key personsMarkets Forms
10 Oct 2018 10 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
10 Oct 2018 11 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms
08 Oct 2018 Form 1 - Application for Approval of Member of Oversight Committee for Designated BenchmarksBenchmarks

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Last Modified on 26/11/2016