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Date Number Title
26 Nov 2010 20 Form 20 - Notice of Cessation of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
26 Nov 2010 19 Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
01 Jul 2005 17 Form 17 - Notice Calling for Claims against Deposit lodged with the AuthorityForms
27 Nov 2010 16 Form 16 - Notification to Change Particulars for a Representative (Hardcopy Format)Forms
26 Nov 2010 15A Form 15A - Register of Interests in Extended Settlement ContractsForms
23 Oct 2012 15 Form 15 - Register of Interests in Securities Forms
26 Nov 2010 14 Form 14 Risk Disclosure Statement Required to be Furnished under Regulation 47E(2) and to be kept under Regulation 39(2)(d) by the holder of a Capital Markets Services Licence for Fund Management relating to Management of Portfolio of Futures Contracts, and Foreign ExchangeForms
31 Dec 2015 14 Form 14 - Approval for Change in Depository FeeCentral Depository System Forms
31 Dec 2015 13 Form 13 - Discharge of Sub-ChargeCentral Depository System Forms
26 Nov 2010 13 Form 13 - Risk Disclosure Statement Required to be Furnished and Kept by the Holder of a Capital Markets Services Licence to Trade in Futures Contracts or Leveraged Foreign Exchange ContractsForms
31 Dec 2015 12 Form 12 - Discharge of ChargeCentral Depository System Forms
18 Oct 2016 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)Forms
31 Dec 2015 11 Form 11 - Re-assignmentCentral Depository System Forms
17 Jan 2012 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to ExecutiveForms
01 Jul 2005 11 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms

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Last Modified on 26/11/2016