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Date Number Title
01 Aug 2013 3 Form 3 - Information on Shareholders and SubsidiariesClearing Facilities Forms
01 Aug 2013 5 Form 5 - Application to Impose or Change Clearing FeeClearing Facilities Forms
01 Aug 2013 4 Form 4 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonApproved Holding Companies Forms
01 Aug 2013 4 Form 4 - Application for Change in StatusClearing Facilities Forms
01 Aug 2013 3 Form 3 - Information on Shareholders and SubsidiariesApproved Holding Companies Forms
01 Aug 2013 1 Form 1 - Application for Approval as an Approved Holding CompanyApproved Holding Companies Forms
01 Aug 2013 1 Form 1 - Application for Approval or RecognitionClearing Facilities Forms
01 Aug 2013 6 Form 6 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonClearing Facilities Forms
07 May 2013 25B Form 25B - Auditor's Report for a Registered Fund Management CompanyForms
01 Apr 2013 22 Form 22 - Notice of Commencement of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
07 Jan 2013 24A Form 24A - Notice of Cessation of Business as a Registered Fund Management Company Forms
07 Jan 2013 22A Form 22A - Notice of Commencement of Business as a Registered Fund Management Company Forms
07 Jan 2013 25A Form 25A- Annual Declaration by a Registered Fund Management CompanyForms
23 Oct 2012 15 Form 15 - Register of Interests in Securities Forms
23 Oct 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms

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Last Modified on 26/11/2016