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Date Number Title
09 Jun 2005 11 Form 11 - Statement of exposure to margined single securityForms
23 Oct 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
01 Jul 2005 10 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
17 Jan 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
09 Jun 2005 10 Form 10 -Statement of exposure to margin customersForms
31 Dec 2015 10 Form 10 - Sub-ChargeCentral Depository System Forms
30 Dec 2009 9 Form 9 - Application for appointment of chairman, chief executive officer director, or key personsMarkets Forms
31 Dec 2015 9 Form 9 - ChargeCentral Depository System Forms
09 Jun 2005 9 Form 9 - Statement of aggregate margin exposure to single securities exchangeForms
31 Dec 2015 8 Form 8 - AssignmentCentral Depository System Forms
17 Jan 2012 8 Form 8 - Notification for the Cessation of a Representative in any or all of the Regulated Activities (Hardcopy Format)Forms
09 Mar 2010 8 Form 8 - Notice to Non-Assenting Participant Under Section 295A(4)Collective Investment Schemes
09 Jun 2005 8 Form 8 - Auditors Certification - for a holder of a capital markets services licenceForms
01 Jul 2005 8 Form 8 - Monthly statistics to be submitted by an approved exchange operating a futures marketMarkets Forms
16 Feb 2006 7 Form 7 - Auditors report - for a holder of a capital markets services licenceForms

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Last Modified on 26/11/2016