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Date Number Title
26 Nov 2010 23 Form 23 - Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance Forms
26 Nov 2010 23 Form 23- Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance Forms
11 Jan 2017 23A Form 23A - Notice of Change of Particulars for Registered Fund Management Company Forms
26 Nov 2010 24 Form 24 - Notice of Cessation of Business by Persons Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
07 Jan 2013 24A Form 24A - Notice of Cessation of Business as a Registered Fund Management Company Forms
26 Nov 2010 25 Form 25 - Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Fund Management or Advising on Corporate Finance under Paragraph 5(1)(d) or 7(1)(b) of the Second Schedule to the RegulationsForms
07 Jan 2013 25A Form 25A- Annual Declaration by a Registered Fund Management CompanyForms
07 May 2013 25B Form 25B - Auditor's Report for a Registered Fund Management CompanyForms
26 Nov 2010 26 Form 26 - Notice of Commencement of Business/ Additional Regulation Activity(s) by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 27 Form 27 - Notice of Change of Particulars by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 28 Form 28 - Declaration by a Person Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
26 Nov 2010 29 Form 29 - Notice of Cessation of Business / any Regulated Activity(s) by a Persons Exempted from Holding a Capital Markets Services Licence under section 99(1)(a), (b), (c) and (d)Forms
01 Nov 2016 3 Form 3 - Application for Approval to Act as a Trustee for Collective Investment Schemes under Section 289(1)Collective Investment Schemes
01 Jul 2005 3 Form 3 - Information on shareholders and subsidiariesMarkets Forms
01 Aug 2013 3 Form 3 - Information on Shareholders and SubsidiariesApproved Holding Companies Forms

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Last Modified on 26/11/2016