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Date Number Title
26 Nov 2010 21 Form 21 - Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
26 Nov 2010 20 Form 20 - Notice of Cessation of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Leveraged Foreign Exchange Trading under Paragraph 4(1)(c) of the Second Schedule to the RegulationsForms
20 Dec 2006 2 Form 2 - Statement of financial resources, total risk requirement and aggregate indebtednessForms
31 Dec 2015 2 Form 2 - Notification of Death or Dissolution of Sub-Account HolderCentral Depository System Forms
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsClearing Facilities Forms
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsApproved Holding Companies Forms
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsTrade Repositories Forms
01 Jul 2005 2 Form 2 - Information on chief executive officer and directorsMarkets Forms
30 Sep 2011 2 Form 2 - Application for Recognition of a Collective Investment Scheme under Section 287(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
20 Oct 2017 1V Form 1V - Application for a capital markets services licence as a venture capital fund managerForms
30 Oct 2013 1B Form 1B - Notification on Ceasing to be a Significant Derivatives HolderReporting of Derivatives Contracts Forms
30 Oct 2013 1A Form 1A - Notification on Becoming a Significant Derivatives HolderReporting of Derivatives Contracts Forms
16 Sep 2015 1A Form 1A - Application for a Capital Markets Services Licence for Fund Management Company Forms
01 Jul 2005 17 Form 17 - Notice Calling for Claims against Deposit lodged with the AuthorityForms
27 Nov 2010 16 Form 16 - Notification to Change Particulars for a Representative (Hardcopy Format)Forms

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Last Modified on 26/11/2016