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Date Number Title
09 Mar 2010 7 Form 7 - Notice to Dissenting Participant Under Section 295A(1)Collective Investment Schemes
30 Dec 2009 9 Form 9 - Application for appointment of chairman, chief executive officer director, or key personsMarkets Forms
06 Sep 2007 1 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
06 Sep 2007 4 Form 4 - Application for exemption from the requirement to be an approved exchange or a recognised market operatorMarkets Forms
27 Aug 2007 2 Form for transfer to a Capital Markets Services Representative's LicenceCommodity Trading Act
27 Aug 2007 1 Form for transfer to a Capital Markets Services LicenceCommodity Trading Act
20 Dec 2006 1 Form 1 - Statement of assets and liabilitiesForms
20 Dec 2006 2 Form 2 - Statement of financial resources, total risk requirement and aggregate indebtednessForms
20 Dec 2006 6 Form 6 - Statement relating to the accounts of a holder of a capital markets services licenceForms
20 Dec 2006 5 Form 5 - Statement of financial resources and total risk requirementForms
16 Feb 2006 7 Form 7 - Auditors report - for a holder of a capital markets services licenceForms
15 Oct 2005 6 Form 6 - General Lodgment Form (Offers of Collective Investment Scheme)Collective Investment Schemes
01 Jul 2005 10 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
01 Jul 2005 6 Form 6 - Monthly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
01 Jul 2005 17 Form 17 - Notice Calling for Claims against Deposit lodged with the AuthorityForms

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Last Modified on 26/11/2016