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Date Number Title
17 Jan 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
01 Jul 2005 10 Form 10 - Notice calling for claims against fidelity fund of an approved exchange under section 188(1) of the Securities and Futures Act (Cap. 289)Markets Forms
31 Dec 2015 1 Form 1 - Notification of Death or Dissolution of Account HolderCentral Depository System Forms
20 Dec 2006 1 Form 1 - Statement of assets and liabilitiesForms
13 Jan 2014 1 Form 1 - General Lodgment Form (Offers of Shares and Debentures)Offers of Shares and Debentures
13 Jan 2014 1 Form 1 - General Lodgment Form (Offers of Business Trusts)Offers of Business Trusts
01 Aug 2013 1 Form 1 - Application for Trade Repository Licence or Foreign Trade Repository LicenceTrade Repositories Forms
30 Sep 2011 1 Form 1 - Application for Authorisation of a Collective Investment Scheme under Section 286(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
01 Aug 2013 1 Form 1 - Application for Approval or RecognitionClearing Facilities Forms
01 Aug 2013 1 Form 1 - Application for Approval as an Approved Holding CompanyApproved Holding Companies Forms
06 Sep 2007 1 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
23 Oct 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of Particulars Forms
17 Jan 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of ParticularsForms

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Last Modified on 26/11/2016