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Date Number Title
01 Jul 2005 17 Form 17 - Notice Calling for Claims against Deposit lodged with the AuthorityForms
01 Jul 2005 11 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms
01 Jul 2005 5 Form 5 - Application for change in statusMarkets Forms
01 Jul 2005 3 Form 3 - Information on shareholders and subsidiariesMarkets Forms
01 Jul 2005 7 Form 7 - Quarterly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
01 Jul 2005 8 Form 8 - Monthly statistics to be submitted by an approved exchange operating a futures marketMarkets Forms
01 Jul 2005 2 Form 2 - Information on chief executive officer and directorsMarkets Forms
09 Jun 2005 3 Form 3 - Statement of assets and liabilities, and adjusted net capitalForms
09 Jun 2005 4 Form 4 - Statement of assets and liabilities, adjustend net capital, and segregation requirement and location of segregated fundsForms
09 Jun 2005 10 Form 10 -Statement of exposure to margin customersForms
09 Jun 2005 9 Form 9 - Statement of aggregate margin exposure to single securities exchangeForms
09 Jun 2005 11 Form 11 - Statement of exposure to margined single securityForms
09 Jun 2005 8 Form 8 - Auditors Certification - for a holder of a capital markets services licenceForms

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Last Modified on 26/11/2016