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Date Number Title
30 Sep 2011 1 Form 1 - Application for Authorisation of a Collective Investment Scheme under Section 286(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
30 Sep 2011 2 Form 2 - Application for Recognition of a Collective Investment Scheme under Section 287(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
17 Jan 2012 8 Form 8 - Notification for the Cessation of a Representative in any or all of the Regulated Activities (Hardcopy Format)Forms
17 Jan 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
17 Jan 2012 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to ExecutiveForms
17 Jan 2012 3A Form 3A - Notification for Appointment of an Appointed Representative (Hardcopy Format)Forms
17 Jan 2012 6 Form 6 - Notification to Add Activity(ies) of a Representative (Hardcopy Format)Forms
17 Jan 2012 7 Form 7 - Notice of Cessation of BusinessForms
17 Jan 2012 5 Form 5 - Application for Additional Regulated Activity under a Capital Markets Services LicenceForms
17 Jan 2012 3C Form 3C - Notification for Appointment of a Temporary Representative (Hardcopy Format)Forms
17 Jan 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of ParticularsForms
23 Oct 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of Particulars Forms
23 Oct 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms
23 Oct 2012 15 Form 15 - Register of Interests in Securities Forms
07 Jan 2013 24A Form 24A - Notice of Cessation of Business as a Registered Fund Management Company Forms

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Last Modified on 26/11/2016