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Date Number Title
20 Dec 2006 1 Form 1 - Statement of assets and liabilitiesForms
23 Oct 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of Particulars Forms
30 Sep 2011 1 Form 1 - Application for Authorisation of a Collective Investment Scheme under Section 286(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
01 Aug 2013 1 Form 1 - Application for Trade Repository Licence or Foreign Trade Repository LicenceTrade Repositories Forms
13 Jan 2014 1 Form 1 - General Lodgment Form (Offers of Shares and Debentures)Offers of Shares and Debentures
13 Jan 2014 1 Form 1 - General Lodgment Form (Offers of Business Trusts)Offers of Business Trusts
01 Aug 2013 1 Form 1 - Application for Approval as an Approved Holding CompanyApproved Holding Companies Forms
06 Sep 2007 1 Form 1 - Application for approval as an approved exchange or recognition as a recognised market operatorMarkets Forms
17 Jan 2012 1 Form 1 - Application for a Capital Markets Services Licence and Notice of ParticularsForms
27 Aug 2007 1 Form for transfer to a Capital Markets Services LicenceCommodity Trading Act
31 Dec 2015 1 Form 1 - Notification of Death or Dissolution of Account HolderCentral Depository System Forms
01 Aug 2013 1 Form 1 - Application for Approval or RecognitionClearing Facilities Forms
16 Sep 2015 1A Form 1A - Application for a Capital Markets Services Licence for Fund Management Company Forms
30 Oct 2013 1A Form 1A - Notification on Becoming a Significant Derivatives HolderReporting of Derivatives Contracts Forms
30 Oct 2013 1B Form 1B - Notification on Ceasing to be a Significant Derivatives HolderReporting of Derivatives Contracts Forms

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Last Modified on 26/11/2016