Forms

Clear Filter

View 15 per page | View 100 per page | View all

Date Number Title
20 Dec 2006 5 Form 5 - Statement of financial resources and total risk requirementForms
01 Aug 2013 5 Form 5 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonTrade Repositories Forms
17 Jan 2012 5 Form 5 - Application for Additional Regulated Activity under a Capital Markets Services LicenceForms
15 Oct 2005 6 Form 6 - General Lodgment Form (Offers of Collective Investment Scheme)Collective Investment Schemes
01 Jul 2005 6 Form 6 - Monthly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
31 Dec 2015 6 Form 6 - Notification of Transmission of Title by Court OrderCentral Depository System Forms
20 Dec 2006 6 Form 6 - Statement relating to the accounts of a holder of a capital markets services licenceForms
17 Jan 2012 6 Form 6 - Notification to Add Activity(ies) of a Representative (Hardcopy Format)Forms
01 Aug 2013 6 Form 6 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonClearing Facilities Forms
16 Feb 2006 7 Form 7 - Auditors report - for a holder of a capital markets services licenceForms
01 Jul 2005 7 Form 7 - Quarterly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
17 Jan 2012 7 Form 7 - Notice of Cessation of BusinessForms
31 Dec 2015 7 Form 7 - Notification of Transmission of Title by Court Order Sub-AccCentral Depository System Forms
09 Mar 2010 7 Form 7 - Notice to Dissenting Participant Under Section 295A(1)Collective Investment Schemes
31 Dec 2015 8 Form 8 - AssignmentCentral Depository System Forms

View 15 per page | View 100 per page | View all

Back to top

Last Modified on 26/11/2016