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Date Number Title
01 Aug 2013 3 Form 3 - Information on Shareholders and SubsidiariesApproved Holding Companies Forms
01 Aug 2013 3 Form 3 - Information on Shareholders and SubsidiariesTrade Repositories Forms
01 Jul 2005 3 Form 3 - Information on shareholders and subsidiariesMarkets Forms
01 Nov 2016 3 Form 3 - Application for Approval to Act as a Trustee for Collective Investment Schemes under Section 289(1)Collective Investment Schemes
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsApproved Holding Companies Forms
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsClearing Facilities Forms
20 Dec 2006 2 Form 2 - Statement of financial resources, total risk requirement and aggregate indebtednessForms
31 Dec 2015 2 Form 2 - Notification of Death or Dissolution of Sub-Account HolderCentral Depository System Forms
30 Sep 2011 2 Form 2 - Application for Recognition of a Collective Investment Scheme under Section 287(1) (Last updated on 30 Sep 2011)Collective Investment Schemes
01 Aug 2013 2 Form 2 - Information on Chief Executive Officer and DirectorsTrade Repositories Forms
27 Aug 2007 2 Form for transfer to a Capital Markets Services Representative's LicenceCommodity Trading Act
01 Jul 2005 2 Form 2 - Information on chief executive officer and directorsMarkets Forms
30 Oct 2013 1B Form 1B - Notification on Ceasing to be a Significant Derivatives HolderReporting of Derivatives Contracts Forms
16 Sep 2015 1A Form 1A - Application for a Capital Markets Services Licence for Fund Management Company Forms
30 Oct 2013 1A Form 1A - Notification on Becoming a Significant Derivatives HolderReporting of Derivatives Contracts Forms

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Last Modified on 26/11/2016