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Date Number Title
16 Feb 2006 7 Form 7 - Auditors report - for a holder of a capital markets services licenceForms
20 Dec 2006 6 Form 6 - Statement relating to the accounts of a holder of a capital markets services licenceForms
17 Jan 2012 6 Form 6 - Notification to Add Activity(ies) of a Representative (Hardcopy Format)Forms
31 Dec 2015 6 Form 6 - Notification of Transmission of Title by Court OrderCentral Depository System Forms
01 Jul 2005 6 Form 6 - Monthly statistics to be submitted by an approved exchange operating a securities marketMarkets Forms
15 Oct 2005 6 Form 6 - General Lodgment Form (Offers of Collective Investment Scheme)Collective Investment Schemes
01 Aug 2013 6 Form 6 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonClearing Facilities Forms
20 Dec 2006 5 Form 5 - Statement of financial resources and total risk requirementForms
31 Dec 2015 5 Form 5 - Notification of Bankruptcy of Sub-Account HolderCentral Depository System Forms
01 Aug 2013 5 Form 5 - Application to Impose or Change Clearing FeeClearing Facilities Forms
01 Jul 2005 5 Form 5 - Application for change in statusMarkets Forms
01 Aug 2013 5 Form 5 - Application for Approval of Chairman, Chief Executive Officer, Director or Key PersonTrade Repositories Forms
17 Jan 2012 5 Form 5 - Application for Additional Regulated Activity under a Capital Markets Services LicenceForms
09 Jun 2005 4 Form 4 - Statement of assets and liabilities, adjustend net capital, and segregation requirement and location of segregated fundsForms
31 Dec 2015 4 Form 4 - Notification of Bankruptcy of Account HolderCentral Depository System Forms

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Last Modified on 26/11/2016