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Date Number Title
26 Nov 2010 15A Form 15A - Register of Interests in Extended Settlement ContractsForms
23 Oct 2012 15 Form 15 - Register of Interests in Securities Forms
26 Nov 2010 14 Form 14 Risk Disclosure Statement Required to be Furnished under Regulation 47E(2) and to be kept under Regulation 39(2)(d) by the holder of a Capital Markets Services Licence for Fund Management relating to Management of Portfolio of Futures Contracts, and Foreign ExchangeForms
31 Dec 2015 14 Form 14 - Approval for Change in Depository FeeCentral Depository System Forms
26 Nov 2010 13 Form 13 - Risk Disclosure Statement Required to be Furnished and Kept by the Holder of a Capital Markets Services Licence to Trade in Futures Contracts or Leveraged Foreign Exchange ContractsForms
31 Dec 2015 13 Form 13 - Discharge of Sub-ChargeCentral Depository System Forms
31 Dec 2015 12 Form 12 - Discharge of ChargeCentral Depository System Forms
09 Jun 2005 11 Form 11 - Statement of exposure to margined single securityForms
31 Dec 2015 11 Form 11 - Re-assignmentCentral Depository System Forms
01 Jul 2005 11 Form 11 - Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289)Markets Forms
18 Oct 2016 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)Forms
17 Jan 2012 11 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to ExecutiveForms
31 Dec 2015 10 Form 10 - Sub-ChargeCentral Depository System Forms
09 Jun 2005 10 Form 10 -Statement of exposure to margin customersForms
23 Oct 2012 10 Form 10 - Notice for Change of Principal Place of Business / Notice for Change of Place at which Register of Interests in Securities is KeptForms

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Last Modified on 26/11/2016