Guidelines

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Date Title
25 Jun 2002 Internet GuidelinesGuidelines
15 Oct 2004 Business Continuity Management GuidelinesGuidelines
01 Jul 2005 Guidelines on the Regulation of Markets [Guideline No. SFA 02-G01]Guidelines
15 Oct 2005 Guidelines on the Register of Participants and Sending Accounts and Reports to ParticipantsGuidelines
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
15 Oct 2005 Guidelines on Disclosure of Financial Information in ProspectusesGuidelines
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
15 Oct 2005 Guidelines on Disclosure of Financial Information in ProspectusesGuidelines
15 Oct 2005 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
15 Sep 2006 Guidelines on the Permissible Use of Customers' Money and Assets by Designated Clearing Houses under Section 63 of the Securities and Futures Act (Cap.289) [Guideline No. SFA 03-G02] [Cancelled with effect from 26 Oct 16]Guidelines
19 Mar 2007 Guidelines on Duty of Substantial Shareholders to Notify Securities Exchange [Cancelled with effect from 19 Nov 2012]Guidelines
07 Dec 2007 Guidelines on the Specification of Entities under Sub-paragraph (b)(vi) of the Definition of "Qualifying Deposit" in Paragraph 1(4) of the Second Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N01]Guidelines
28 Mar 2008 Guidelines on the Calculation of Counterparty Risk Requirement for Specified Structured Warrants under Paragraph 3(2) of the Third Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations [Guideline No. FMR N02] Guidelines
21 Oct 2010 Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures [Guideline No. SFA 13-G11]Guidelines
21 Oct 2010 Guidelines on the Product Highlights Sheet [Guideline No. SFA 13-G10]Guidelines
19 Apr 2011 Guidelines on the Cancellation Period of Unlisted Debentures [Guideline No. SFA 13-G12]Guidelines
13 May 2011 Guidelines on Applications for Approval of Arrangements under Paragraph 9 of the Third Schedule to the Securities and Futures Act [Guideline No. SFA04-G03]Guidelines
06 Sep 2011 Guidelines for Financial Institutions to Safeguard the Integrity of Singapore's Financial SystemGuidelines
02 Apr 2013 Guidelines on Addressing Conflicts of Interest arising from a Related Corporation Issuing or Promulgating Research Analyses or Research Reports [SFA 04-G06] Guidelines
06 Mar 2014 Guidelines on the Application of Section 339 (Extra-Territoriality) of the Securities and Futures Act [Guideline No. SFA 15-G01]Guidelines
06 Mar 2014 Guidelines on Short Selling Disclosure [Guideline No SFA 15-G02]Guidelines
05 Feb 2015 Guidelines on the Product Highlights Sheet for Offers of Debt Securities, Hybrid Instruments and Equity Securities [Guideline No. SFA 13-G13]Guidelines
07 Jul 2015 Guidelines on Good Drafting Practices for Prospectuses [Guideline No. SFA 13-G14]Guidelines
03 Sep 2015 Guidelines on Fit and Proper Criteria [Guideline No. FSG-G01]Guidelines
30 Nov 2015 Guidelines to MAS Notice SFA13-N01 on Prevention of Money Laundering and Countering the Financing of Terrorism - Approved TrusteesGuidelines
30 Nov 2015 Guidelines to MAS Notice SFA04-N02 on Prevention of Money Laundering and Countering the Financing of Terrorism - Capital Markets IntermediariesGuidelines
31 Dec 2015 Guidelines to MAS Notice SFA03AA-N01 on Prevention of Money Laundering and Countering the Financing of TerrorismGuidelines
01 Jan 2016 Guidelines to all holders of a Capital Markets Services Licence for Real Estate Investment Trust ManagementGuidelines
08 Jun 2016 Guidelines on the Advertising Restrictions [Guideline No. SFA 13-G15]Guidelines
08 Jun 2016 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
21 Jun 2016 Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [Guideline No. SFA 04-G05]Guidelines
12 Jul 2016 Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management [Guideline No SFA04-G01]Guidelines
10 Oct 2016 Guidelines on the Regulation of Clearing Facilities [Guideline No. SFA 03-G01]Guidelines
01 Nov 2016 Guidelines on Licence Applications, Representative Notification and Payment of Fees [Guideline No. CMG-G01]Guidelines
06 Dec 2016 Guidelines on Margin Requirements for Non-Centrally Cleared OTC Derivatives ContractsGuidelines
23 Dec 2016 Guidelines on Standards of Conduct for Marketing and Distribution Activities [Guideline No. FSG-G02]Guidelines

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Last Modified on 26/11/2016