Guidelines

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Date Title
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
15 Oct 2005 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private PlacementGuidelines
08 Jun 2016 Guidelines on the Advertising Restrictions [Guideline No. SFA 13-G15]Guidelines
23 Dec 2016 Guidelines on Standards of Conduct for Marketing and Distribution Activities [Guideline No. FSG-G02]Guidelines
06 Mar 2014 Guidelines on Short Selling Disclosure [Guideline No SFA 15-G02]Guidelines
08 Jun 2016 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
15 Oct 2005 Guidelines on Personal Offers made pursuant to the Exemption for Small OffersGuidelines
21 Oct 2010 Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures [Guideline No. SFA 13-G11]Guidelines
06 Dec 2016 Guidelines on Margin Requirements for Non-Centrally Cleared OTC Derivatives ContractsGuidelines
27 Nov 2017 Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [Guideline No. SFA 04-G05]Guidelines
01 Nov 2016 Guidelines on Licence Applications, Representative Notification and Payment of Fees [Guideline No. CMG-G01]Guidelines
07 Jul 2015 Guidelines on Good Drafting Practices for Prospectuses [Guideline No. SFA 13-G14]Guidelines
03 Sep 2015 Guidelines on Fit and Proper Criteria [Guideline No. FSG-G01]Guidelines
19 Mar 2007 Guidelines on Duty of Substantial Shareholders to Notify Securities Exchange [Cancelled with effect from 19 Nov 2012]Guidelines
15 Oct 2005 Guidelines on Disclosure of Financial Information in ProspectusesGuidelines

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Last Modified on 26/11/2016