Directions - Notices

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Date Title
20 Nov 2018 Notice on Supervision of Market Participants [Notice No. SFA02-N02]Directions - Notices
05 Oct 2018 Notice on Annual Declaration for Notifications of Restricted Schemes [Notice No. SFA 13-N02]Directions - Notices
05 Oct 2018 Notice on Listing, De-Listing or Trading of Relevant Products on an Organised Market [SFA 02-N01]Directions - Notices
05 Oct 2018 Notice to Persons Exempted Under Reg 2(2) of the Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations (Rg 11) from the Requirement under Section 82(1) of the Securities and Futures Act (Cap. 289) to Hold a Capital Markets Services Licence for the Regulated Activity of Trading in Futures Contracts and Representatives of Such Persons [Notice No. SFA 04-N08] [Cancelled with effect from 8 October 2018]Directions - Notices
05 Oct 2018 Notice on Prohibited Representations made by Exempt Persons under the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations [Notice No. SFA 04-N07]Directions - Notices
05 Oct 2018 Notice on Reporting of Suspicious Activities & Incidents of Fraud [Notice No. CMG-N01]Directions - Notices
05 Oct 2018 Notice to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02]Directions - Notices
05 Oct 2018 Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services Licence and Exempt Financial InstitutionsDirections - Notices
05 Oct 2018 Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences [Notice No. SFA 04-N13]Directions - Notices
05 Oct 2018 Notice on the Sale of Investment Products [Notice No. SFA 04-N12]Directions - Notices
05 Oct 2018 Notice on Risk Fact Sheet for Contracts for Differences [Notice No. SFA 04-N15]Directions - Notices
04 Oct 2018 Notice on Submission of Periodic Reports for Benchmark Submitters [Notice No. SFA 06AA-N02]Directions - Notices
04 Oct 2018 Notice on Submission of Periodic Reports for Benchmark Administrators [Notice No. SFA 06AA-N01]Directions - Notices
03 Oct 2018 Notice on Technology Risk Management [Notice No. CMG-N02]Directions - Notices
03 Oct 2018 Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]Directions - Notices

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Last Modified on 05/08/2014