Directions - Notices

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Date Title
31 Dec 2015 Notice to the Depository on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA03AA-N01]Directions - Notices
26 Nov 2010 Notice to Persons Exempted Under Reg 2(2) of the Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations (Rg 11) from the Requirement under Section 82(1) of the Securities and Futures Act (Cap. 289) to Hold a Capital Markets Services Licence for the Regulated Activity of Trading in Futures Contracts and Representatives of Such Persons [Notice No. SFA 04-N08]Directions - Notices
30 Nov 2015 Notice to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02]Directions - Notices
30 Nov 2015 Notice to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02]
01 Jul 2014 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01] [July 2014]Directions - Notices
30 Nov 2015 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]Directions - Notices
02 Jul 2007 Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]Directions - Notices
01 Jan 2016 Notice to all holders of a Capital Markets Services Licence for Real Estate Investment Trust Management [MAS Notice SFA04-N14]Directions - Notices
11 Dec 2012 Notice on the Sale of Investment Products [Notice No. SFA 04-N12]Directions - Notices
19 Apr 2011 Notice on the Cancellation Period of Unlisted Debentures [Notice No. SFA 04/13-N02]Directions - Notices
06 Mar 2014 Notice on Technology Risk Management [Notice No. CMG-N02]Directions - Notices
20 Oct 2017 Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences [Notice No. SFA 04-N13]Directions - Notices
06 Mar 2014 Notice on Reporting of Suspicious Activities & Incidents of Fraud [Notice No. CMG-N01]Directions - Notices
26 Nov 2010 Notice on Reporting of Misconduct of Representatives by Holders of Capital Markets Services Licence and Exempt Financial Institutions [Notice No. SFA 04-N11]Directions - Notices
06 Aug 2012 Notice on Prohibited Representations made by Exempt Persons under the 2nd Schedule to the Securities & Futures (Licensing & Conduct of Business) Regulations [Notice No. SFA 04-N07]Directions - Notices
20 Oct 2017 Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N09]Directions - Notices
28 May 2004 Notice on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence [Notice No. SFA 04-N04]Directions - Notices
16 Jun 2016 Notice on Financial Market Infrastructure Standards for CSDs [Notice No. SFA03AA-N02]Directions - Notices
16 Jun 2016 Notice on Financial Market Infrastructure Standards [Notice No. SFA02A/03-N01]Directions - Notices
26 Nov 2010 Notice on Entry Requirements of a Provisional or Temporary Representative [Notice No. SFA 04-N10]Directions - Notices
26 Jun 2003 Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]Directions - Notices
15 Sep 2009 Notice on Annual Declaration for Notifications of Restricted Schemes [Notice No. SFA 13-N02]Directions - Notices
02 Jul 2007 MAS Notice SFA13-N01 (Cancellation) 2007Directions - Notices
28 Feb 2007 MAS Notice SFA13-N01 (Amendment) 2007Directions - Notices
02 Jul 2007 MAS Notice SFA04-N02 (Cancellation) 2007Directions - Notices
28 Feb 2007 MAS Notice SFA04-N02 (Amendment) 2007Directions - Notices
29 Dec 2006 Guidelines to MAS Notice SFA13-N01Directions - Notices

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Last Modified on 05/08/2014