Regulations

Financial Advisers Regulations 2002  (PDF, 10.5MB)

Financial Advisers (Amendment) Regulations 2003  (PDF, 6.59KB)

Financial Advisers (Amendment No. 2) Regulations 2003  (PDF, 297KB)

Financial Advisers (Amendment) Regulations 2004  (PDF, 2.06KB)

Financial Advisers (Amendment No. 2) Regulations 2004  (PDF, 167KB)

Financial Advisers (Amendment) Regulations 2005  (PDF, 46.4KB)

Financial Advisers (Transitional and Savings Provisions) Regulations 2002  (PDF, 40.3KB)

Financial Advisers (Insurance Broking Premium Accounts) (Transitional and Savings Provisions) Regulations 2002  (PDF, 122KB)

Financial Advisers (Appeals) Regulations 2002  (PDF, 20.5KB)

Financial Advisers (Exemption from Requirement to Hold Representative's Licence) Regulations 2004  (PDF, 9.35KB)

Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations 2004  (PDF, 24.9KB)

Financial Advisers (Structured Deposits - Prescribed Investment Product and Exemption) Regulations 2004  (PDF, 24.8KB) (cancelled with effect from 2 Dec 2005 by the Financial Advisers (Prescribed Investment Products and Exemption) Regulations 2005)

Financial Advisers (Prescribed Investment Products and Exemption) Regulations 2005  (PDF, 25.1KB)

Financial Advisers (Appeals) Regulations 2005  (PDF, 129KB)

Financial Advisers (Amendment) Regulations 2007 (PDF, 23.5KB)

Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007  (PDF, 13 KB)

Financial Advisers (Amendment) Regulations 2008  (PDF, 16KB)