Regulations

Financial Advisers Regulations

Financial Advisers (Representatives)(Transitional and Savings Provisions) Regulations 2010

Financial Advisers (Exemption from Requirement to hold Representative's Licence)(Revocation) Regulations 2010

Financial Advisers (Provisions for Persons and Matters Previously Regulated Under Commodity Trading Act) Regulations 2007

Financial Advisers (Appeals) Regulations 2005

Financial Advisers (Structured Deposits - Prescribed Investment Product and Exemption) Regulations 2005

Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations 2004

Financial Advisers (Insurance Broking Premium Accounts)(Transitional Savings Provisions) Regulations 2002

Financial Advisers (Transitional and Savings Provisions) Regulations 2002

Repealed Regulations

Financial Advisers (Exemption from Requirement to Hold Representative's Licence) Regulations 2004 - cancelled with effect from 26 Nov 2010 by the Financial Advisers (Exemption from Requirement to hold Representative's Licence)(Revocation) Regulations 2010

Financial Advisers (Structured Deposits - Prescribed Investment Product and Exemption) Regulations 2004 - cancelled with effect from 2 Dec 2005 by the Financial Advisers (Structured Deposits - Prescribed Investment Product and Exemption) Regulations 2005

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