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                                                       Offers of Shares, Debentures, Business Trusts and Collective Investment Schemes

 

23 May 2002

FAQs on Offers of Shares, Debentures and CIS  (Last updated on 15 Oct 2010)


Division 1 - Offers of Shares and Debentures

 

Regulations

09 Feb 2011

Securities Securities and Futures (Offers of Investments) (Shares and Debentures) (Exemption from Subdivisions (2) and (3) of Division 1 of Part XIII for REIT Bonds)Regulations 2011 (PDF, 142 KB)

 

29 Mar 2010

Securities and Futures (Offers of Investments) (Prescribed Period and Prescribed Day for Registration of Prospectus and Profile Statement) Regulations 2010 (PDF, 24 KB)

 

20 Apr 2009

Securities and Futures (Prescribed Securities) Regulations 2009 (PDF, 22.9KB)

 

04 Feb 2008

Securities and Futures (Offers of Investments) (Shares) (Exemption from Prospectus Requirements) Regulations 2008   (PDF, 24.3 KB)

 

29 Mar 2006 Securities and Futures (Offers of Investments) (Shares and Debentures) (Exemption from Prospectus and Pricing Statement (PDF, 11.6KB)
 

15 Oct 2005

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005  (PDF, 902KB)

Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2005  (PDF, 12.1KB)

Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2005  (PDF, 16.8KB)

Securities and Futures (Revocation) Regulations 2005  (PDF, 6.35KB)

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Prescribed Accounting and Auditing Standards in relation to Financial Statements in Prospectuses) Regulations 2005  (PDF, 27.7KB) - Revoked on 15 Oct 2005

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Section 249) Regulations 2005  (PDF, 26.1KB) - Revoked on 15 Oct 2005

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Section 256) Regulations 2005  (PDF, 22.7KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Shares and Debentures) (Amendment) Regulations 2003  (PDF, 94.0KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.62KB)

 

23 May 2002

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2002  - Revoked on 15 Oct 2005


Notifications and Orders

20 Apr 2009 Securities and Futures (Amendment) Act (Commencement) Notification 2009  (PDF, 18.8KB)
15 Oct 2005

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Institutional, Professional and Business Investors) Order 2005  (PDF, 6.73KB)

Securities and Futures (Prescribed Entities) Order 2005  (PDF, 6.45KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003  (PDF, 8.60KB) - Cancelled on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Prescribed Corporations) Notification 2003  (PDF, 6.44KB) - Cancelled on 15 Oct 2005

 

23 May 2002

Securities and Futures (Institutional, Professional and Business Investors) Order 2002 - Revoked on 15 Oct 2005

Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005

Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003


Circulars

21 Oct 2010

CMD 01/2010 Issue of Guidelines on the Product Highlights Sheet (SFA 13–G10) and Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures (SFA 13–G11) (PDF, 806KB)


Practice Notes

15 Oct 2005 Shares and Debentures Practice Note 1  (Last updated on 15 Oct 2010)
-Lodgment of Documents
  (PDF, 205KB)

21 Jun 2002 Shares and Debentures Practice Note 1 
-
 Lodgment of Documents    (PDF, 47.7KB) (Last updated on 1 Sept 2004) - Revoked on 15 Oct 2005

-
 Appendices: Compliance Checklists  (PDF, 151KB) (Last updated on 22 Dec 2003) - Revoked on 15 Oct 2005

21 Jun 2002 Shares and Debentures Practice Note 2 (Last updated on 22 Dec 2003)
-Applications under Section 273(5)  (PDF, 18.9KB)


Guidelines

21 Oct 2010

Guidelines on the Product Highlights Sheet [Guideline No. SFA 13-G10]  (PDF, 508KB)

 

Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures [Guideline No. SFA 13-G11]  (PDF, 65KB)

 

15 Oct 2005

 

Shares and Debentures Guidelines 4
-
Guidelines on Personal Offers made pursuant to the Exemption for Small Offers  (PDF, 52.3KB)

 

Shares and Debentures Guidelines 3
-
Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private Placement  (PDF, 133KB)
 

Shares and Debentures Guidelines 2
-
Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 45.5KB)

 

17 Sep 2003

 

Shares and Debentures Guidelines 2
-
 Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 60.3KB) - Revoked on 15 Oct 2005

 

25 Jun 2002 Shares and Debentures Guidelines 1
-
Internet Guidelines  (PDF, 23.5KB)


Forms (Last updated on 14 Nov 2005)

 

Division 1A - Offers of Business Trusts

Regulations

29 Mar 2010

Securities and Futures (Offers of Investments) (Prescribed Period and Prescribed Day for Registration of Prospectus and Profile Statement) Regulations 2010 (PDF, 24 KB)

 

29 Mar 2010

Business Trusts (Amendment) Regulations 2010 (PDF, 14KB)

 

15 Oct 2005

 

Securities and Futures (Offers of Investments) (Business Trusts) (No.2) Regulations 2005   (PDF, 337KB)

Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2005  (PDF, 16.8KB)


6 Jan 2005

 


Securities and Futures (Offers of Investments) (Business Trusts) Regulations 2005  (PDF, 247KB) - Revoked on 15 Oct 2005


Practice Notes

15 Oct 2005 Business Trusts Practice Note 1  (Last updated on 15 Oct 2010)
-Lodgment of Documents    (PDF, 277KB)


Guidelines

15 Oct 2005

 

Business Trusts Guidelines 3
-
Guidelines on Personal Offers made pursuant to the Exemption for Small Offers  (PDF, 53.6KB)

Business Trusts Guidelines 2
-
Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private Placement   (PDF, 112KB)

  Business Trusts Guidelines 1
-
Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 45.3KB)
 

Notifications and Orders

15 Oct 2005

 

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)


Forms (Last updated on 14 Nov 2005)

 

Division 2 - Offers of Collective Investment Schemes


Regulations

15 Mar 2011

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption from Expert's Consent Requirement) Regulations 2011  (PDF, 29KB)

 

29 Mar 2010

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2010  (PDF, 15KB)

 

29 Mar 2010

Securities and Futures (Offers of Investments) (Prescribed Period and Prescribed Day for Registration of Prospectus and Profile Statement) Regulations 2010 (PDF, 24 KB)

 

01 Oct 2009

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2009  (PDF, 46.6KB)

 

28 Sep 2009

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption from Prospectus Requirements) Regulations 2009  (PDF, 22KB)

 

28 Nov 2005

Securities And Futures (Offers Of Investments) (Collective Investment Schemes) (Amendment) Regulations 2005  (PDF, 8.20KB)

 

15 Oct 2005

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005   (PDF, 256KB)

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2005  (PDF, 13.9KB)

Securities and Futures (Revocation) Regulations 2005  (PDF, 6.35KB)



28 Jan 2005



Securities and Futures (Offers of Investments) (Exemption from Requirement to Provide Covenant to Repurchase Units in Trust Deeds) Regulations 2005   (PDF, 30.1KB) - Revoked on 15 Oct 2005

 

5 Feb 2004

Securities and Futures (Collective Investment Schemes Constituted Outside Singapore) (Exemption) Regulations 2004    (PDF, 7.99KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2003   (PDF, 69.6KB)- Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.32KB)

 

23 May 2002

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2002  - Revoked on 15 Oct 2005
First amendment - 10 Oct 2002
Second amendment - 5 Dec 2002


Notices

15 Sep 2009

 

Notice on Annual Declaration for Notifications of Restricted Schemes [Notice No. SFA 13-N02]    (PDF, 154KB)
2 Jul 2007

Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]  (PDF, 27KB)

 

2 Jul 2007

MAS Notice SFA13-N01 (Cancellation) 2007  (PDF, 6.2KB)

 

29 Dec 2006

Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01] (PDF, 26.9KB) - Cancelled on 2 July 2007

 

29 Dec 2006

Guidelines to MAS Notice SFA13-N01  (PDF, 26.1KB)

 

28 Feb 2007

MAS Notice SFA13-N01 (Amendment) 2007  (PDF, 6.19KB)

 

11 Jul 2003

Notice on Prevention of Money Laundering for Approved Trustees [Notice No. SFA 13-N01]  (PDF, 105KB)

 

1 Oct 2002

Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]  (PDF, 36.4KB) (Last updated on 26 Jun 2003)


Codes

08 Apr 2011

Code on Collective Investment Schemes   (PDF, 931KB)
(With effect from 1 Oct 2011) (Last updated on 30 Sep 2011)

 

23 May 2002

Code on Collective Investment Schemes   (PDF, 412KB)
(Effective until 30 Sep 2011)

 

Notifications and Orders

20 Apr 2009

Securities and Futures (Offers of Investments) (Disapplication of Division 2 of Part XIII) Order 2009   (PDF, 22.6KB)

 

1 Jun 2007

Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007   (PDF, 92.1KB)

 

22 Oct 2005

Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005  (PDF, 10.1KB) - Revoked on 1 Jun 2007

 

15 Oct 2005

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003  (PDF, 8.60KB) - Cancelled on 15 Oct 2005

 

23 May 2002

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002  

 

23 May 2002 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002


Circulars

21 Oct 2010

CMD 01/2010 Issue of Guidelines on the Product Highlights Sheet (SFA 13–G10) and Guidelines on Ongoing Disclosure Requirements for Unlisted Debentures (SFA 13–G11) (PDF, 806KB)

 

22 Jun 2009

Monetary Authority of Singapore (Freezing of Assets of Persons -
Democratic People's Republic of Korea) Regulation 2009
(PDF, 6KB)

 

22 May 2009

Trustee's Responsibility for Safe Custody of Assets of a Collective Investment Scheme (PDF, 13KB)

 

09 Jan 2009

REITS: Treatment Of Refinancing Under The Aggregate Leverage Limit (PDF, 13KB)

 

28 Jul 2008

Survey and Thematic Inspection of Hedge Fund Managers (PDF, 11.7KB)

 


Guidelines

21 Oct 2010

29 Aug 2002



25 Jun 2002 

Guidelines on the Product Highlights Sheet [Guideline No. SFA 13-G10]  (PDF, 508KB)

CIS Guidelines 2 (Last updated on 30 Sep 2011)
-
Guidelines on the Register of Participants and Sending Accounts and Reports to Participants   (PDF, 83KB)

CIS Guidelines 1
-Internet Guidelines   (PDF, 23.5KB)

 

Practice Notes

01 Oct 2009

CISNet User Guide for Restricted Schemes
- CISNet User Guide  (PDF, 5.8MB)

 

15 Oct 2005

CIS Practice Note 1  (Last updated on 15 Oct 2010)
-
Administrative Procedures for Retail Schemes   (PDF, 216KB)

 

15 Oct 2005

CIS Practice Note 2
- Administrative Procedures for Restricted Schemes   (PDF, 15.4KB) - Revoked on 01 Oct 2009

 

23 May 2002

CIS Practice Note 1 (Last updated on 6 Jun 2005)
- Administrative Procedures for Retail Schemes  (PDF, 55.4KB) - Revoked on 15 Oct 2005

 

23 May 2002

CIS Practice Note 2 (Last updated on 22 Dec 2003)
-
 Administrative Procedures for Restricted Schemes   (PDF, 12.9KB) - Revoked on 15 Oct 2005


Practitioner's Guide

CIS Regime under the SFA  (Last updated on 13 Jun 2011)


Forms (Last updated on 1 Oct 2009)


 


Lists

List of retail schemes authorised under the SFA

List of property funds authorised under the SFA
 

List of retail schemes recognised under the SFA

                          

List of restricted schemes notified under the SFA from 1 Oct 2009

                          

List of CIS trustees approved under the SFA

  


Division 3 - Securities Hawking

Regulations

26 Nov 2003

Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations 2003  (PDF, 6.79KB)


 

Related regulations, notifications and orders under the Companies Act

23 May 2002

Companies (Cancellation) Notification 2002  (PDF, 7.67KB)

Companies (Amendment No. 2) Regulations 2002  (PDF, 7.61KB)

Companies (Preliminary Prospectus) (Exemption) (Revocation) Order 2002  (PDF, 6.37KB)

Companies Act (Amendment of Second Schedule) (No. 2) Notification 2002  (PDF, 6.22KB)

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Last modified on 30/9/2011