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Offers of Shares, Debentures, Business Trusts and Collective Investment Schemes

 

23 May 2002

FAQs on Offers of Shares, Debentures and CIS  (Last updated on 13 Apr 2007)


Division 1 - Offers of Shares and Debentures

Regulations

29 Mar 2006 Securities and Futures (Offers of Investments) (Shares and Debentures) (Exemption from Prospectus and Pricing Statement (PDF, 11.6KB)
 

15 Oct 2005

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005  (PDF, 902KB)

Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2005  (PDF, 12.1KB)

Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2005  (PDF, 16.8KB)

Securities and Futures (Revocation) Regulations 2005  (PDF, 6.35KB)

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Prescribed Accounting and Auditing Standards in relation to Financial Statements in Prospectuses) Regulations 2005  (PDF, 27.7KB) - Revoked on 15 Oct 2005

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Section 249) Regulations 2005  (PDF, 26.1KB) - Revoked on 15 Oct 2005

 

28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Section 256) Regulations 2005  (PDF, 22.7KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Shares and Debentures) (Amendment) Regulations 2003  (PDF, 94.0KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.62KB)

 

23 May 2002

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2002  - Revoked on 15 Oct 2005


Notifications and Orders

15 Oct 2005

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Institutional, Professional and Business Investors) Order 2005  (PDF, 6.73KB)

Securities and Futures (Prescribed Entities) Order 2005  (PDF, 6.45KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003  (PDF, 8.60KB) - Cancelled on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Prescribed Corporations) Notification 2003  (PDF, 6.44KB) - Cancelled on 15 Oct 2005

 

23 May 2002

Securities and Futures (Institutional, Professional and Business Investors) Order 2002 - Revoked on 15 Oct 2005

Securities and Futures (Recognised Securities Exchange) Order 2002 - Revoked on 15 Oct 2005

Securities and Futures (Prescribed Corporation) Notification 2002 - Cancelled on 22 Dec 2003


Practice Notes

15 Oct 2005 Shares and Debentures Practice Note 1 
-Lodgment of Documents
  (PDF, 79KB)

21 Jun 2002 Shares and Debentures Practice Note 1 
-
Lodgment of Documents    (PDF, 47.7KB) (Last updated on 1 Sept 2004) - Revoked on 15 Oct 2005

-
Appendices: Compliance Checklists  (PDF, 151KB) (Last updated on 22 Dec 2003) - Revoked on 15 Oct 2005

21 Jun 2002 Shares and Debentures Practice Note 2 (Last updated on 22 Dec 2003)
-Applications under Section 273(5)  (PDF, 18.9KB)


Guidelines

15 Oct 2005

 

Shares and Debentures Guidelines 4
-
Guidelines on Personal Offers made pursuant to the Exemption for Small Offers  (PDF, 52.3KB)

 

Shares and Debentures Guidelines 3
-
Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private Placement  (PDF, 133KB)

  Shares and Debentures Guidelines 2
-
Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 45.5KB)

17 Sep 2003

 

Shares and Debentures Guidelines 2
-
Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 60.3KB) - Revoked on 15 Oct 2005


25 Jun 2002

Shares and Debentures Guidelines 1
-
Internet Guidelines  (PDF, 23.5KB)


Forms (Last updated on 14 Nov 2005)

 

Division 1A - Offers of Business Trusts

Regulations

15 Oct 2005

 

Securities and Futures (Offers of Investments) (Business Trusts) (No.2) Regulations 2005   (PDF, 337KB)

Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2005  (PDF, 16.8KB)


6 Jan 2005

 


Securities and Futures (Offers of Investments) (Business Trusts) Regulations 2005  (PDF, 247KB) - Revoked on 15 Oct 2005


Practice Notes

15 Oct 2005 Business Trusts Practice Note 1 
-Lodgment of Documents    (PDF, 75.6KB)


Guidelines

15 Oct 2005

 

Business Trusts Guidelines 3
-
Guidelines on Personal Offers made pursuant to the Exemption for Small Offers  (PDF, 53.6KB)

Business Trusts Guidelines 2
-
Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private Placement   (PDF, 112KB)

  Business Trusts Guidelines 1
-
Guidelines on Disclosure of Financial Information in Prospectuses  (PDF, 45.3KB)
 

Notifications and Orders

15 Oct 2005

 

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)


Forms (Last updated on 14 Nov 2005)

 

Division 2 - Offers of Collective Investment Schemes

Regulations


28 Nov 2005


Securities And Futures (Offers Of Investments) (Collective Investment Schemes) (Amendment) Regulations 2005  (PDF, 8.20KB)

 

15 Oct 2005

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005   (PDF, 256KB)

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2005  (PDF, 13.9KB)

Securities and Futures (Revocation) Regulations 2005  (PDF, 6.35KB)



28 Jan 2005



Securities and Futures (Offers of Investments) (Exemption from Requirement to Provide Covenant to Repurchase Units in Trust Deeds) Regulations 2005  (PDF, 30.1KB) - Revoked on 15 Oct 2005

 

5 Feb 2004

Securities and Futures (Collective Investment Schemes Constituted Outside Singapore) (Exemption) Regulations 2004  (PDF, 7.99KB) - Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2003  (PDF, 69.6KB)- Revoked on 15 Oct 2005

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.32KB)

 

23 May 2002

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2002  - Revoked on 15 Oct 2005
First amendment - 10 Oct 2002
Second amendment - 5 Dec 2002


Codes

23 May 2002

Code on Collective Investment Schemes   (PDF, 339KB)
(Last updated on 28 Sep 2007)

 


Notifications and Orders

1 Jun 2007

Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2007   (PDF, 92.1KB)

 

22 Oct 2005

Securities and Futures (Offers of Investments) (Use Of Term "Real Estate Investment Trust") Order 2005  (PDF, 10.1KB) - Revoked on 1 Jun 2007

 

15 Oct 2005

Securities and Futures (Amendment) Act (Commencement) (No. 2) Notification 2005  (PDF, 5.00KB)

Securities and Futures (Offers of Investments) (Exempt Purchasers) (Cancellation) Notification 2005  (PDF, 5.03KB)

Securities and Futures (Recognised Securities Exchange) Order 2005  (PDF, 7.24KB)

 

26 Nov 2003

Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003  (PDF, 8.60KB) - Cancelled on 15 Oct 2005

 

23 May 2002

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002  

 

23 May 2002 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002


Practice Notes

15 Oct 2005

CIS Practice Note 1
-Administrative Procedures for Retail Schemes   (PDF, 71.4KB)

 

15 Oct 2005

CIS Practice Note 2
- Administrative Procedures for Restricted schemes   (PDF, 15.4KB)

 

23 May 2002

CIS Practice Note 1 (Last updated on 6 Jun 2005)
-Administrative Procedures for Retail Schemes  (PDF, 55.4KB) - Revoked on 15 Oct 2005

 

23 May 2002

CIS Practice Note 2 (Last updated on 22 Dec 2003)
-
Administrative Procedures for Restricted schemes  (PDF, 12.9KB) - Revoked on 15 Oct 2005


Guidelines

29 Aug 2002



25 Jun 2002 

CIS Guidelines 2 (Last updated on 15 Oct 2005)
-
Guidelines on the Register of Participants and Sending Accounts and Reports to Participants   (PDF, 13.2KB)

CIS Guidelines 1
-Internet Guidelines   (PDF, 23.5KB)


Notices

2 Jul 2007

Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01]  (PDF, 27KB)

 

2 Jul 2007

MAS Notice SFA13-N01 (Cancellation) 2007  (PDF, 6.2KB)

 

29 Dec 2006

Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01] (PDF, 26.9KB) - Cancelled on 2 July 2007

 

29 Dec 2006

Guidelines to MAS Notice SFA13-N01  (PDF, 26.1KB)

 

28 Feb 2007

MAS Notice SFA13-N01 (Amendment) 2007  (PDF, 6.19KB)

 

11 Jul 2003

Notice on Prevention of Money Laundering for Approved Trustees [Notice No. SFA 13-N01]  (PDF, 105KB)

 

1 Oct 2002

Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01]  (PDF, 36.4KB) (Last updated on 26 Jun 2003)


Forms (Last updated on 15 Oct 2005)


Practitioner's Guide

CIS Regime under the SFA  (Last updated on 31 Aug 2006)


Lists

List of retail schemes authorised under the SFA

List of retail schemes recognised under the SFA

List of restricted schemes authorised or recognised under the SFA

List of CIS trustees approved under the SFA

List of Specialised Schemes (Property Funds, Hedge Funds, Currency Funds) authorised under the SFA  


Division 3 - Securities Hawking

Regulations

26 Nov 2003

Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations 2003  (PDF, 6.79KB)


 

Related regulations, notifications and orders under the Companies Act

23 May 2002

Companies (Cancellation) Notification 2002  (PDF, 7.67KB)

Companies (Amendment No. 2) Regulations 2002  (PDF, 7.61KB)

Companies (Preliminary Prospectus) (Exemption) (Revocation) Order 2002  (PDF, 6.37KB)

Companies Act (Amendment of Second Schedule) (No. 2) Notification 2002  (PDF, 6.22KB)

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Last modified on 28/9/2007