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Links to Regulations


 

Securities and Futures Act

(1)  Securities and Futures (Commencement) (No.2) Notification 2002 (PDF, 4.74KB)

(2)  Securities and Futures (Revocation) Order 2002 (PDF, 6.97KB)

(3)  Securities and Futures (Markets) Regulations 2002 (PDF, 180KB)

(3a) Guidelines on the Regulation of Markets (PDF, 168KB)

(4)  Securities and Futures (Clearing Facilities) Regulations 2002 (PDF, 113KB)

(5)  Securities and Futures (Licensing and Conduct of Business) Regulations 2002 (PDF, 428KB)

(6)  Securities and Futures (Exemption from requirement to hold capital markets services licence) Regulations 2002 (PDF, 5.14KB)

(7) Securities and Futures (Market Conduct) (Exemptions) Regulations 2002 (PDF, 19.3KB)

 

Financial Advisers Act

(8)  Financial Advisers (Commencement) (No.2) Notification 2002 (PDF, 4.20KB)

(9)  Financial Advisers Regulations 2002 (PDF, 10.5MB)

(10) Financial Advisers (Insurance Broking Premium Accounts) (Transitional and Savings Provisions) Regulations 2002 (PDF, 122KB)

(11) Financial Advisers (Appeals) Regulations 2002 (PDF, 20.5KB)

 

Insurance (Amendment) Act

(12) Insurance (Amendment) Act (Commencement) (No.2) Notification 2002 (PDF, 4.25KB)

(13) Insurance (Exemption and Provisions Applicable For Direct Life Insurers) Regulations 2002 (PDF, 6.45KB)

(14) Insurance (Exemption) Regulations 2002 (PDF, 6.98KB)

(15) Insurance (Protection and Indemnity Clubs) Regulations 2002 (PDF, 23.3KB)

(16) Insurance (Accounts and Statements) (Amendment No. 2) Regulations 2002 (PDF, 111KB)

(17) Insurance (Amendment No.2) Regulations 2002 (PDF, 28.8KB)

(18) Insurance (Appeals) Regulations 2002 (PDF, 20.0KB)

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Last modified on 19/3/2007