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Forms

All forms should be submitted to :

Capital Markets Intermediaries Department
Monetary Authority of Singapore
10 Shenton Way
MAS Building
Singapore 079117

Provisions for Persons and Matters Previously Regulated under Commodity Trading Act

Securities and Futures (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations

Description of Forms

Form Number

Manner of Lodgement

Regulation 6(1)

Form for transfer to a Capital Markets Services Licence

1 
(PDF, 155KB)

Lodgment by personal delivery or by pre-paid post

Regulation 7(1) and 8(b)(i)

Form for transfer to a Capital Markets Services Representative's Licence

2 
(PDF, 138KB)

Lodgment by personal delivery or by pre-paid post

 

 

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Last modified on 24/8/2007