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Practice Notes

19 Dec 2011

Practice Note on the Sale of Investment Products [SFA PN-01] (PDF, 158KB)

01 Oct 2009

Practitioner's Guide to Collective Investment Schemes

 

01 Oct 2009

CISNet User Guide for Restricted Schemes
- CISNet User Guide  (PDF, 5.8MB)

 

15 Oct 2005              

Shares and Debentures Practice Note 1  (Last updated on 15 Oct 2010)
- Lodgment of Documents (PDF, 205KB)

 

15 Oct 2005

Business Trusts Practice Note 1  (Last updated on 15 Oct 2010)
- Lodgment of Documents (PDF, 277KB)

 

15 Oct 2005

CIS Practice Note 1  (Last updated on 15 Oct 2010)
- Administrative Procedures for Retail Schemes  (PDF, 216KB)

 

15 Oct 2005

CIS Practice Note 2
- Administrative Procedures for Restricted schemes  (PDF, 15.4KB) - Revoked on 01 Oct 2009

 

21 Jun 2002

Shares and Debentures Practice Note 1 
- Lodgment of Documents  (PDF, 47.7KB) (Last updated on 1 Sept 2004) - Revoked on 15 Oct 2005
- Appendices: Compliance Checklists  (PDF, 151KB) (Last updated on 22 Dec 2003) - Revoked on 15 Oct 2005

 

21 Jun 2002              

Shares and Debentures Practice Note 2 (Last updated on 22 Dec 2003)
Applications under Section 273(5) (PDF, 18.9KB)

 

23 May 2002

CIS Practice Note 1 (Last updated on 6 Jun 2005)
- Administrative Procedures for Retail Schemes  (PDF, 55.4KB) - Revoked on 15 Oct 2005

 

23 May 2002

CIS Practice Note 2 (Last updated on 22 Dec 2003)
- Administrative Procedures for Restricted schemes  (PDF, 12.9KB) - Revoked on 15 Oct 2005

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Last modified on 19/12/2011