Regulations
|
| 6 Mar 2006 |
Securities and Futures (Market Conduct) (Exemptions) Regulations 2006 (PDF, 40.3KB) |
| 9 Dec 2005 |
Securities and Futures (Appeals) Regulations (PDF, 130KB) |
| 1 Jul 2005 |
Securities and Futures (Prescribed Futures Contracts) Regulations 2005 (PDF, 24.7KB) |
|
Securities and Futures (Prescribed Specific Classes of Investors) Regulations 2005 (PDF, 25.1KB) |
|
Securities and Futures (Composition of Offences) (Amendment) Regulations 2005 (PDF, 21.3KB) |
| 24 Feb 2003 |
Securities and Futures (Capital Markets Services Licence and Representative's Licence)(Transitional and Savings Provisions)(Amendment)Regulations 2002 (PDF, 6.64KB) |
|
11 Sep 2002
20 Jun 2002
19 Jun 2002
|
Securities and Futures (Market Conduct) (Exemptions) Regulations 2002
Securities and Futures (Appeals Under Parts II and III of Act) Regulations 2002
Securities and Futures (Appeals) Regulations 2002
|
|
23 May 2002
|
Securities and Futures (Opportunity to be Heard) Regulations 2002
Securities and Futures (Composition of Offences) Regulations 2002
|
Notifications and Orders
|
| 26 Apr 2006 |
Securities and Futures (Appeal Advisory Panel) Notification 2006 (PDF, 15.9KB) |
| 11 Nov 2005 |
Securities and Futures (Appeal Advisory Panel) Notification 2005 (PDF, 16.8KB) |
| 26 Nov 2003 |
Securities and Futures (Appointment of Officers to Exercise Power to Grant Exemption) Notification 2003 (PDF, 6.49KB) |
| 16 Jun 2003 |
Securities and Futures (Appeal Advisory Panel) Notification 2003 (PDF, 16.9KB) |
| 22 Dec 2001 |
Securities and Futures Act (Amendment of Second Schedule) Order 2001 |
Guidelines
|
| 27 Feb 2004 |
Guidelines on the Application of Section 339 (Extra-Territoriality) of the Securities and Futures Act [Guideline No. SFA 15-G01] (PDF, 57.3KB) - Last updated on 1 Jul 2005 |
