Guidelines

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Date Title
05 Apr 2019 A Guide to Digital Token OfferingsGuidelines
25 Mar 2019 Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [Guideline No. SFA 04-G05]Guidelines
18 Jan 2019 Guidelines on Electronic Offers of Securities, Securities-based Derivatives Contracts or Units in Collective Investment Schemes [SFA 13-G20]Guidelines
17 Jan 2019 Guidelines on Risk Mitigation Requirements for Non-Centrally Cleared Over-The-Counter Derivatives Contracts [SFA04-G09]Guidelines
23 Oct 2018 Guidelines on Applications for Approval of Arrangements under Paragraph 9 of the Third Schedule to the Securities and Futures Act [Guideline No. SFA04-G03]Guidelines
08 Oct 2018 Guidelines on the Interpretation of “Persons who Commonly Invest” in Division 3 of Part XII of the Securities and Futures Act [SFA 12-G01]Guidelines
08 Oct 2018 Guidelines on Provision of Digital Advisory Services [CMG-G02]Guidelines
08 Oct 2018 Guidelines on the Product Highlights Sheet for Offers of Debt Securities, Hybrid Instruments and Equity Securities [Guideline No. SFA 13-G13]Guidelines
08 Oct 2018 Guidelines on the Advertising Restrictions [Guideline No. SFA 13-G15]Guidelines
08 Oct 2018 Guidelines on the Product Highlights Sheet [SFA 13-G10] [Cancelled with effect from 10 Dec 2018]Guidelines
08 Oct 2018 Guidelines on the Aggregation of Offers made pursuant to the Exemptions for Small Offers or Private Placement [SFA 13-G17]Guidelines
08 Oct 2018 Guidelines on Personal Offers made pursuant to the Exemption for Small Offers [SFA 13-G19]Guidelines
08 Oct 2018 Guidelines on Maintaining Records of Approval for Advertisements or Publications [SFA 13-G16]Guidelines
08 Oct 2018 Guidelines on Disclosure of Financial Information in Prospectuses [SFA 13-G18]Guidelines
08 Oct 2018 Guidelines on Addressing Conflicts of Interest arising from a Related Corporation Issuing or Promulgating Research Analyses or Research Reports [SFA 04-G06] Guidelines

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Last Modified on 03/07/2018