Enforcement Actions
Information on formal regulatory and enforcement actions taken by MAS for breaches of the Securities and Futures Act (Cap. 289), the Financial Advisers Act (Cap. 110) and the Insurance Act (Cap. 142) is published on this page. The information will remain on this page for a period of five years from the date of publication except for prohibition orders which are still in force after the expiry of the five year period. Information on such prohibition orders will remain on this page until they cease to be in force.
Search in Enforcement Actions
19 Mar 2018
24 Jan 2018
22 Jan 2018
21 Dec 2017
19 Dec 2017
30 Nov 2017
01 Nov 2017
25 Aug 2017
17 Aug 2017
27 Jul 2017
Securities and Futures Act, Section 329(1)