Enforcement Actions

Information on formal regulatory and enforcement actions taken by MAS for breaches of the Securities and Futures Act (Cap. 289), the Financial Advisers Act (Cap. 110) and the Insurance Act (Cap. 142) is published on this page. The information will remain on this page for a period of five years from the date of publication except for prohibition orders which are still in force after the expiry of the five year period. Information on such prohibition orders will remain on this page until they cease to be in force.

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19 Mar 2018

MAS Imposes Penalties on Standard Chartered Bank and Standard Chartered Trust for AML/CFT Breaches


24 Jan 2018

MAS issues Prohibition Orders against Tan Peng Khoon for fraud


22 Jan 2018

Second conviction for market misconduct under the joint investigations arrangement with the Commercial Affairs Department


21 Dec 2017

MAS issues Prohibition Orders against Dennis Tey Thean Yang for unauthorised trading and fraud


19 Dec 2017

MAS issues Prohibition Orders against Mr Yeo Jiawei and Mr Kevin Scully


30 Nov 2017

MAS Takes Civil Penalty Enforcement Action against Mr Tarek Abdel Tawab Mohamed Abdel Bary for Insider Trading


01 Nov 2017

MAS issues Prohibition Orders against individuals involved in 1MDB-related breaches


25 Aug 2017

MAS Issues Prohibition Orders Against Mr Ho Chee Hui from Carrying on Business as an Insurance Intermediary and Providing any Financial Advisory Service


17 Aug 2017

MAS issues Prohibition Orders against Mr Prem Hirubalan for unauthorised share trading and misappropriation of customers’ monies


27 Jul 2017

MAS Reprimands Mr Toh Ee-Han for Furnishing False Information to MAS

Securities and Futures Act, Section 329(1)

Last Modified on 26/11/2016