Enforcement Actions

Information on formal regulatory and enforcement actions taken by MAS for breaches of the Securities and Futures Act (Cap. 289), the Financial Advisers Act (Cap. 110) and the Insurance Act (Cap. 142) is published on this page. The information will remain on this page for a period of five years from the date of publication except for prohibition orders which are still in force after the expiry of the five year period. Information on such prohibition orders will remain on this page until they cease to be in force.

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12 Apr 2019

MAS Reprimands Mr Tan Choon Wee for the Omission of Information in an Application to MAS, and Failing to Discharge his Duty and Function as Chief Executive Officer and Director

Securities and Futures Act, Sections 92(b) and 334(2), Securities and Futures (Licensing and Conduct of Business) Regulations, Second Schedule, Paragraphs 5(7I)(a) and 5(7I)(c).

10 Apr 2019

MAS bans three individuals for fraudulent and dishonest conduct


22 Mar 2019

Variation of Prohibition Orders against Ms Zheng Xuemei


19 Dec 2018

MAS Bans Tim Leissner for Life


10 Oct 2018

Variation of Prohibition Orders against Mr Lim Fang Wee and Mr Kevin Scully


30 Aug 2018

MAS issues Prohibition Orders against Mr Lee Chang Yeh Bentley for fraudulent and dishonest conduct


31 Jul 2018

MAS issues Prohibition Order against Alan Tay Yeow Kee for insider trading


24 Jul 2018

MAS issues Prohibition Orders against Chan Seet Fun for misappropriation of client monies


03 Jul 2018

MAS Reprimands Taiyo Asset Management Pte Ltd for Recurring Late Regulatory Submissions, and Tey Eng Chee Thomas for Failing to Discharge his Duty and Function as Director

Securities and Futures Act, Section 334(2), Securities and Futures (Licensing and Conduct of Business) Regulations, Second Schedule, Paragraphs 5(7I)(a), 5(7I)(c) and 5(7J)

08 Jun 2018

Further Discussions with Malaysian 1MDB Taskforce


Last Modified on 26/11/2016