Financial Advisers

Financial advisers are licensed and regulated under the Financial Advisers Act. They may provide the whole range of financial advisory services as specified in the 2nd schedule of the Financial Advisers Act with the appropriate Financial Advisers licence. Currently, these services include advising others on investment products, issuance of research reports covering investment products, marketing of any collective investment schemes, as well as arranging life policies for others.

Individuals who are employed by the financial advisers to carry out such services are required to be representatives under the Financial Advisers Act.

For a list of financial advisers, please refer to the Financial Institutions Directory.  

Last Modified on 26/11/2016