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1 Oct 2002
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Guidelines on Criteria for the Grant of a Financial Adviser's Licence [Guideline No. FAA-G01] (PDF, 44KB) - Last updated on 26 Nov 2010. Formerly titled “Guidelines on Criteria for the Grant of a Financial Adviser’s Licence and Representative's Licence”.
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| 1 Oct 2002 |
Guidelines on Fit and Proper Criteria [Guideline No. FAA-G02] (PDF, 35.5KB) - Cancelled on 1 Jul 2005 and replaced by Guidelines on Fit and Proper Criteria [Guideline No. MCG-G01]
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| 1 Oct 2002 |
Guidelines on Licence Applications and Payment of Fees [Guideline No. FAA-G03] (PDF, 167KB) - Cancelled on 5 July 2010 and replaced by Guidelines on Procedures and Payment of Fees for Application for Corporate and Representative’s Licences [Guideline No. FAA-G12] issued on 5 July 2010
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| 1 Oct 2002 |
Guidelines on Standards of Conduct for Financial Advisers and Representatives [Guideline No FAA-G04] (PDF, 35KB) - Last updated on 26 Nov 2010
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| 1 Oct 2002 |
Guidelines on the Use of the Term "Independent" by Financial Advisers [Guideline No. FAA-G05] (PDF, 29.6KB) - Last updated on 1 Jul 2005
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| 16 Jul 2003 |
Guidelines on Applications for Approval of Arrangements under Paragraph 11 of the First Schedule of the Financial Act [Guideline No. FAA-G06] (PDF, 142KB) - Last updated on 26 Nov 2010
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| 1 Sep 2003 |
Guidelines for Exemption for Specialised Units serving High Net Worth Individuals under Section 100(2) of the Financial Advisers Act [Guideline No. FAA-G07] (PDF, 120KB) - Last updated on 26 Nov 2010
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18 Feb 2004
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Guidelines for Conduct of Business for Execution-Related Advice [Guideline No. FAA-G08] (PDF, 120KB) - Last updated on 1 Jul 2005
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7 Oct 2004
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Guidelines on Structured Deposits [Guideline No. FAA-G09] (PDF, 113KB) - Last updated on 26 Nov 2010
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26 Oct 2004
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Guidelines on Switching of Designated Investment Products [Guideline No. FAA-G10] (PDF, 126KB) - Last updated on 26 Nov 2010
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| 1 Jul 2005 |
Guidelines on Fit and Proper Criteria [Guideline No. MCG-G01] (PDF, 44.6KB) - Cancelled on 7 Sep 2007 and replaced by Guidelines on Fit and Proper Criteria [Guideline No. FSG-G01] issued on 7 Sep 2007
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| 29 Dec 2006 |
Guidelines to MAS Notice FAA-N06 on Prevention of Money Laundering and Countering the Financing of Terrorism (PDF, 146KB) - Last updated on 2 Dec 2009
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| 7 Sep 2007 |
Guidelines on Fit and Proper Criteria [Guideline No. FSG-G01] (PDF, 150KB) - Last updated on 26 Nov 2010
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| 03 Apr 2009 |
Guidelines on Fair Dealing - Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers (PDF, 104KB) |
| 5 Jul 2010 |
Guidelines on Procedures and Payment of Fees for Application for Corporate and Representative’s Licences [Guideline No. FAA-G12] (PDF, 197KB) - Cancelled on 26 Nov 2010
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| 26 Nov 2010 |
Guidelines on Licence Applications, Representative Notification and Payment of Fees [Guideline No. CMG-G01] (PDF, 104KB) - Last updated on 1 Oct 2011
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| 6 Sep 2011 |
Guidelines for Financial Institutions to Safeguard the Integrity of Singapore's Financial System
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