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Notices


1 Oct 2002 Notice on Recommendations on Investment Products [Notice No. FAA-N01] (PDF, 69KB) - Cancelled on 1 Jan 2012 and replaced by Notice No. FAA-N16
1 Oct 2002 Notice on Appointment and Use of Introducers by Financial Advisers [Notice No. FAA-N02] (PDF, 121KB) - Last updated on 26 Nov 2010
1 Oct 2002 Notice on Information to Clients and Product Information Disclosure [Notice No. FAA-N03] (PDF, 68KB) - Last updated on 26 Nov 2010
1 Oct 2002 Notice on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [Notice No. FAA-N04] (PDF, 186KB) - Cancelled on 16 Jan 2004 and replaced by Notice No. FAA-N07
1 Oct 2002 Notice on Reporting of Misconduct of Representatives by Financial Advisers [Notice No. FAA-N05] (PDF, 28.2KB) - Cancelled on 1 Jul 2005 and replaced by Notice on Reporting of Misconduct of Representatives by Financial Advisers [Notice No. FAA-N09]
11 Nov 2002 Notice on Prevention of Money Laundering [Notice No. FAA-N06] (PDF, 123KB) - Cancelled with effect from 1 Mar 2007
16 Jan 2004 Notice on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [Notice No. FAA-N07] (PDF, 263KB) - Cancelled on 26 Nov 2010 and replaced by Notice No. FAA-N13
18 Feb 2004 Notice on Inspection Powers [Notice No. FAA-N08] (PDF, 17.8KB) - Cancelled on 1 Jul 2005
1 Jul 2005 Notice on Reporting of Misconduct of Representatives by Financial Advisers [Notice No. FAA-N09] (PDF, 111KB) - Cancelled on 1 Jan 2011 and replaced by Notice No. FAA-N14
9 Sep 2005 Notice on Prohibited Representations Made by Persons Exempted under Regulation 27(1)(d) of the Financial Advisers Regulations (Rg 2) [Notice No. FAA-N10] (PDF, 103KB) - Last updated on 26 Nov 2010
2 Dec 2005 Notice on Dual Currency Investments [Notice No. FAA-N11] (PDF, 19.4KB)
29 Dec 2006 Prevention of Money Laundering and Countering the Financing of Terrorism [Notice No. FAA-N06] (PDF, 46.0KB) - Last updated on 28 Feb 2007 - Cancelled with effect from 2 Jul 2007
2 Jul 2007 MAS Notice FAA-N06 (Cancellation) 2007 (PDF, 7.6KB)
2 Jul 2007 Notice to Financial Advisers on Prevention of Money Laundering and Countering the Financing of Terrorism [Notice No. FAA-N06] (PDF, 86.0KB) - Last updated on 2 Dec 2009
26 Nov 2010 Notice on Entry Requirements of a Provisional Represenative [Notice No. FAA-N12] (PDF 34KB)
26 Nov 2010 Notice on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [Notice No. FAA-N13] (PDF, 221KB) - Last updated on 19 Oct 2011
26 Nov 2010 Notice on Reporting of Misconduct of Representatives by Financial Advisers [Notice No. FAA-N14] (PDF, 49KB)
19 Apr 2011 Notice on the Cancellation Period of Unlisted Debentures [Notice No. FAA-N15] (PDF, 32KB)
28 Jul 2011 Notice on Recommendations on Investment Products [Notice No. FAA-N16] (PDF, 210KB) - Last updated on 19 Dec 2011
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Last modified on 25/01/2012