FAQs 

FAQs on Exempt Persons (PDF, 156KB) - Last updated on 26 November 2010

FAQs on Licensing Requirements under Financial Advisers Act - Issued on 13 Aug 2008

FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge Examinations (PDF, 83KB) - Last updated on 26 November 2010

FAQs on Examination Requirements (PDF, 130KB) - Last updated on 25 Jan 2012. This replaces the version updated on 11 Nov 2011.

FAQs on Financial Advisers Act, Financial Advisers Regulations, Notices and Guidelines (PDF, 294KB) - Last updated on 22 December 2010

FAQs on Examination Requirements (PDF, 102KB) - Cancelled and replaced by new FAQs on Examination Requirements posted on 16 Jan 2004

Financial Advisers Act: Frequently Asked Questions - Timing Issues - Posted on 13 Jun 2002

Financial Advisers Bill 2001: Frequently Asked Questions - Posted on 05 Oct 2001