Securities, Futures & Fund Management

Securities and Futures Act
[Note that this link directs you to Singapore Statutes Online website]

Exchanges (Demutualisation and Merger) Act
[Note that above link directs you to Singapore Statutes Online website]

Arranged by Instrument Type

• Subsidiary Legislation
  • Regulations
  • Orders
  • Notifications

• Directions
  • Notices (including Notices on Examination requirements)

• Guidelines 
   
• Codes 
   
• Practice Notes
   

• FAQs (including common enquiries on licensing, minimum entry and examination requirements)

• Forms
  • Markets, Clearing Facilities and Approved Holding Companies
  • Licensing and Conduct of Business:
    • Forms pursuant to Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10)
    • Forms pursuant to Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licenses) Regulations (Rg 13) 
    • Forms pursuant to Securities and Futures (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007
  • Offers of Shares, Debentures, Business Trusts and Collective Investment Schemes
     
• Licensing
   
• Circulars

Arranged by Topic

• Commencements and Revocations 
   
• Markets, Clearing Facilities and Approved Holding Companies 
   
• Licensing and Conduct of Business
  Financial and Margin Requirements
   
• Disclosure of Interests 
   
• Offers of Shares, Debentures, Business Trusts and Collective Investment Schemes 
   
• Singapore Code on Take-overs and Mergers

• Miscellaneous
   
• FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge Examinations
   
• Announcement on the Regulatory Oversight of Commodity Futures