FAQs

FAQs on Licensing Requirements under Securities and Futures Act - Issued on 13 Aug 2008

FAQs on Minimum Entry and Examination Requirements (PDF, 31.2KB) - Issued on 15 Apr 2005

FAQs on Securities and Futures (Licensing and Conduct of Business) Regulations (PDF, 90KB) - Last updated on 27 Feb 2008

FAQs on Lodgement of Financial Returns (PDF, 23KB) - Last updated 1 Oct 2007

FAQs on Offers of Shares, Debentures and CIS - Last updated on 14 Nov 2008

FAQs on Prohibited Representations by Exempt Financial Institutions under the 2nd Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (PDF, 17KB) - Issued on 27 Oct 2005

FAQs on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of a Capital Markets Services Licence (PDF, 71kb) - Issued on 28 May 2004

FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge Examinations (PDF, 24KB) - Last updated on 8 Jan 2008