FAQs

FAQs on Credit Rating Agencies (PDF, 317KB) - Issued on 17 Jan 2012

FAQs on Exempt Persons (PDF, 156KB) - Last updated on 26 Nov 2010

FAQs on Licensing Requirements under Securities and Futures Act - Issued on 13 Aug 2008

FAQs on Minimum Entry and Examination Requirements (PDF, 165KB) - Last updated on 25 Jan 2012. This replaces the version updated on 11 Nov 2011.

FAQs on Securities and Futures (Licensing and Conduct of Business) Regulations (PDF, 218KB) - Last updated 22 Dec 2010

FAQs on Lodgement of Financial Returns (PDF, 23KB) - Last updated 1 Oct 2007

FAQs on Offers of Shares, Debentures and CIS - Last updated on 15 Oct 2010

FAQs on Prohibited Representations by Exempt Financial Institutions under the 2nd Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (PDF, 17KB) - Issued on 27 Oct 2005

FAQs on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of a Capital Markets Services Licence (PDF, 71kb) - Issued on 28 May 2004

FAQ on Mutual Recognition of MAS and Thai SEC Product Knowledge Examinations (PDF, 83KB) - Last updated 26 Nov 2010

FAQs on the ASEAN and Plus Standards Scheme (PDF, 91.5KB) - Issued on 12 Jun 2009