|
28 Jul 2011
|
Notice on the Sale of Investment Products [Notice No. SFA 04-N12] (PDF, 194KB) - [Last updated on 19 December 2011]
|
 |
|
19 Apr 2011
|
Notice on the Cancellation Period of Unlisted Debentures [Notice No. SFA 04/13-N02] (PDF, 41KB)
|
 |
|
26 Nov 2010
|
Notice on Reporting of Misconduct of Representatives by Holders of Capital Markets Services Licence and Exempt Financial Institutions [Notice No. SFA 04-N11] (PDF, 50KB)
|
 |
|
26 Nov 2010
|
Notice on Entry Requirements of a Provisional or Temporary Representative [Notice No. SFA 04-N10] (PDF, 74KB)
|
 |
|
11 Aug 2010
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N09] (PDF, 302KB) - [Last updated on 17 January 2012]
|
 |
|
15 Sep 2009
|
Notice on Annual Declaration for Notifications of Restricted Schemes [Notice No. SFA 13-N02] (PDF, 154KB)
|
 |
|
1 Aug 2008
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N06] (PDF, 183KB) [Cancelled on 11 August 2010]
|
 |
|
28 Mar 2008
|
Notice to Persons Exempted under Regulation 2(2) of the Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations (Rg 11) from the Requirement under Section 82(1) of the Securities and Futures Act (Cap. 289) to Hold a Capital Markets Services Licence for the Regulated Activity of Trading in Futures Contracts and Representatives of such Persons [MAS Notice SFA04-N08] (PDF, 128KB) - [Last updated on 26 November 2010]
|
 |
|
2 Jul 2007
|
Notice to Capital Markets Service Licensees and Exempt Persons on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02] (PDF, 45KB) - [Last updated on 2 December 2009]
|
 |
|
2 Jul 2007
|
MAS Notice SFA04-N02 (Cancellation) 2007 (PDF, 6.5KB)
|
 |
|
2 Jul 2007
|
Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA13-N01] (PDF, 27KB)
|
 |
|
2 Jul 2007
|
MAS Notice SFA13-N01 (Cancellation) 2007 (PDF, 6.2KB)
|
 |
|
28 Feb 2007
|
MAS Notice SFA04-N02 (Amendment) 2007 (PDF, 43.4KB)
|
 |
|
29 Dec 2006
|
Notice to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism [Notice No. SFA13-N01] (Last updated on 28 February 2007)(PDF, 26.9KB) - [Cancelled on 2 July 2007]
|
 |
|
29 Dec 2006
|
Guidelines to MAS Notice SFA13-N01 (PDF, 26.1KB)
|
 |
|
28 Feb 2007
|
MAS Notice SFA13-N01 (Amendment) 2007 (PDF, 6.19KB)
|
 |
|
29 Dec 2006
|
Notice to Capital Markets Service Licensees and Exempt Persons on Prevention of Money Laundering and Countering the Financing of Terrorism [MAS Notice SFA04-N02] (PDF, 43.2KB) - [Cancelled on 2 July 2007]
|
 |
|
5 Sep 2005
|
Notice on Prohibited Representations by Exempt Financial Institutions under the 2nd Schedule to the Securities & Futures (Licensing & Conduct of Business) Regulations [Notice No. SFA 04-N07] (PDF, 13.4KB)
|
 |
|
1 Jul 2005
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N06] (PDF, 90KB) - Cancelled on 1 August 2008
|
 |
|
15 Apr 2005
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N05] (PDF, 108KB) [Cancelled on 1 Jul 05]
|
 |
|
28 May 2004
|
Notice on Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence [Notice No. SFA 04-N04] (PDF, 124KB)
|
 |
|
16 Jan 2004
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N03] (PDF, 90.0KB) [Cancelled on 15 Apr 05]
|
 |
|
11 Jul 2003
|
Notice on Prevention of Money Laundering for Approved Trustees [Notice No. SFA 13-N01] (PDF, 105KB)
|
 |
|
11 Nov 2002
|
Notice on Prevention of Money Laundering for Holders of a Capital Markets Services Licence [Notice No. SFA04-N02] (PDF, 81.0KB) [Cancelled on 1 Mar 07]
|
 |
|
01 Oct 2002
|
Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA [Notice No. SFA 04-N01] (PDF, 138KB) [Cancelled on 16 Jan 04]
|
 |
|
|
Notice on Cancellation Period for Collective Investment Schemes Constituted as Unit Trusts [Notice No. SFA 04/13-N01] (PDF, 36.4KB) - [Last updated on 26 Jun 2003]
|
 |