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Regulations
 

17 Jan 2012

Securities And Futures (Licensing And Conduct Of Business) (Amendment) Regulations 2012 (PDF 22.9KB)

17 Jan 2012

Securities And Futures (Financial And Margin Requirements For Holders Of Capital Markets Services Licences) (Amendment) Regulations 2012 (PDF 13.8KB)

05 Aug 2011 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2011 (PDF, 24KB)
05 Aug 2011 Securities and Futures (Markets) (Amendment No. 2) Regulations 2011 (PDF, 24KB)
21 Jul 2011 Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2011 (PDF, 64KB)
15 Mar 2011

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption from Expert's Consent Requirement) Regulations 2011  (PDF, 29KB)

07 Mar 2011 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2011 (PDF, 36 KB)
07 Mar 2011 Securities and Futures (Markets) (Amendment) Regulations 2011 (PDF, 32 KB)
09 Feb 2011 Securities and Futures (Offers of Investments) (Shares and Debentures) (Exemption from Subdivisions (2) and (3) of Division 1 of Part XIII for REIT Bonds)Regulations 2011 (PDF, 142KB)
26 Nov 2010 Securities and Futures (Composition of Offences) (Amendment) Regulations 2010 (PDF, 38KB)
26 Nov 2010 Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2010 (PDF, 218KB)
26 Nov 2010 Securities and Futures (Exemption from section 99B) Regulations 2010 (PDF, 102KB)
26 Nov 2010 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2010 (PDF, 50KB)
26 Nov 2010 Securities and Futures (Representatives) (Transitional and Savings Provisions) Regulations 2010 (PDF, 103KB)
01 Oct 2010 Securities and Futures (Markets) (Amendment No. 4) Regulations 2010 (PDF, 31 KB)
07 Sep 2010 Securities and Futures (Exemption from Requirement to hold Capital Markets Services Licence) (Amendment) Regulations 2010 (PDF, 18 KB)
11 Aug 2010 Securities and Futures (Markets) (Amendment No. 3) Regulations 2010 (PDF, 10 KB)
11 Aug 2010 Securities and Futures (Clearing Facilities) (Amendment No. 2) Regulations 2010 (PDF, 10 KB)
11 Aug 2010 Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2010 (PDF, 10 KB)
11 Aug 2010 Securities and Futures (Exemption From Requirement To Be Approved Holding Company) Regulations 2010 (PDF, 23 KB)
02 Aug 2010 Securities and Futures (Market Conduct) (Exemptions) (Amendment) Regulations 2010 (PDF, 47KB)
01 Aug 2010 Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2010 (PDF, 12 KB)
01 Aug 2010 Securities and Futures (Markets) (Amendment No. 2) Regulations 2010 (PDF, 12 KB)
29 Mar 2010 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2010 (PDF, 15 KB)
29 Mar 2010 Securities and Futures (Markets) (Amendment) Regulations 2010 (PDF, 18 KB)
29 Mar 2010 Securities and Futures (Clearing Facilities) (Amendment) Regulations 2010 (PDF, 17 KB)
29 Mar 2010 Securities and Futures (Offers of Investments) (Prescribed Period and Prescribed Day for Registration of Prospectus and Profile Statement) Regulations 2010 (PDF, 24 KB)
01 Oct 2009 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2009 (PDF, 46.6 KB)
28 Sep 2009 Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption from Prospectus Requirements) Regulations 2009 (PDF, 22 KB)
22 Jun 2009

Securities and Futures (Markets) (Amendment) Regulations 2009 (PDF, 20.8 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2009 (PDF, 21.1 KB)

12 Jun 2009

Securities and Futures (Offers of Investments) (Shares and Debentures) (Amendment) Regulations 2009 (PDF, 93.2KB)

Please click here to access the ASEAN Debt Securities Disclosure Standards, the ASEAN Equity Securities Disclosure Standards and the list of ASEAN participant countries referred to in Regulation 2(a) of the Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005

20 Apr 2009 Securities and Futures (Prescribed Securities) Regulations 2009 (PDF, 22.9KB)
25 Feb 2009 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2009 (PDF, 13KB)
16 Feb 2009 Securities and Futures (Exemption from Requirement to Hold Representative's Licence) Regulations 2009 (PDF, 29KB) - Revoked on 26 Nov 2010
25 Jul 2008

Securities and Futures (Licensing and Conduct of Business) (Amendment No. 2) Regulations 2008 (PDF, 17KB)

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment No. 2) Regulations 2008 (PDF, 10KB)

18 Jun 2008

Securities and Futures (Markets) (Amendment No. 4) Regulations 2008 (PDF, 6.80 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment No. 5) Regulations 2008 (PDF, 6.95 KB)

28 May 2008 Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2008  (PDF, 16KB)
22 Apr 2008

Securities and Futures (Markets) (Amendment No. 3) Regulations 2008 (PDF, 76.9 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment No. 4) Regulations 2008 (PDF, 78.0 KB)

21 Apr 2008

Securities and Futures (Markets) (Amendment No. 2) Regulations 2008 (PDF, 10.9 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment No. 3) Regulations 2008 (PDF, 11.2 KB)

28 Mar 2008 Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) (Amendment) Regulations 2008 (PDF, 24KB)
24 Mar 2008

Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2008 (PDF, 11.4 KB)

27 Feb 2008 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2008 (PDF, 30 KB)
19 Feb 2008 Securities and Futures (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) (Amendment) Regulations 2008  (PDF, 81.1 KB)
4 Feb 2008

Securities and Futures (Composition of Offences) (Amendment) Regulations 2008   (PDF, 22.4 KB)

Securities and Futures (Market Conduct) (Exemption from Section 199) Regulations 2008   (PDF, 23.8 KB)

Securities and Futures (Offers of Investments) (Shares) (Exemption from Prospectus Requirements) Regulations 2008  (PDF, 24.3 KB)

14 Jan 2008

Securities and Futures (Markets) (Amendment) Regulations 2008 (PDF, 6.98 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2008 (PDF, 7.17 KB)

10 Oct 2007

Securities and Futures (Markets) (Amendment No. 4) Regulations 2007 (PDF, 12 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2007 (PDF, 12 KB)

31 Aug 2007

Securities and Futures (Markets) (Amendment No. 3) Regulations 2007 (PDF, 7.21 KB)

27 Aug 2007

Securities and Futures (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007   (PDF, 31 KB)

Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2007 (PDF, 7.43 KB) - To come into effect on 27 February 2008

Securities and Futures (Financial and Margin Requirements for Holders of CMS Licences) (Amendment) Regulations 2007 (PDF, 20 KB) - To come into effect on 27 February 2008

Securities and Futures (Markets) (Amendment No. 2) Regulations 2007 (PDF, 6.91 KB) - To come into effect on 27 February 2008

1 Mar 2007 Securities and Futures (Markets) (Amendment) Regulations 2007 (PDF, 9.07KB)

Securities and Futures (Clearing Facilities) (Amendment) Regulations 2007 (PDF, 9.05KB)

Securities and Futures (Approved Holding Companies) (Amendment) Regulations 2007 (PDF, 9.01KB)
20 Dec 2006 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment No. 3) Regulations 2006 (PDF, 125KB)
28 Aug 2006 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment No. 2) Regulations 2006  (PDF, 33.2KB)
10 Jul 2006 Securities and Futures (Markets)(Amendment) Regulations 2006  (PDF, 9.04KB)
Securities and Futures (Prescribed Futures Contracts)(Amendment) Regulations 2006  (PDF, 9.29KB)
29 Mar 2006 Securities and Futures (Offers of Investments) (Shares and Debentures) (Exemption from Prospectus and Pricing Statement Requirements) Regulations 2006  (PDF, 11.6KB)
6 Mar 2006 Securities and Futures (Market Conduct) (Exemptions) Regulations 2006  (PDF, 40.3KB)
13 Feb 2006 Securities and Futures (Clearing Facilities) (Amendment) Regulations 2006  (PDF, 23.5KB)

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2006  (PDF, 25.2KB)

9 Dec 2005 Securities and Futures (Appeals) Regulations  (PDF, 130KB)
1 Dec 2005

Securities And Futures (Markets) (Amendment No. 3) Regulations 2005  (PDF, 22.0KB)

Securities And Futures (Prescribed Futures Contracts) (Amendment No. 3) Regulations 2005  (PDF, 22.4KB)

29 Nov 2005 Securities and Futures (Corporate Governance of Approved Exchanges, Designated Clearing Houses and Approved Holding Companies) Regulations 2005  (PDF, 43.0KB)
28 Nov 2005

Securities And Futures (Offers Of Investments) (Collective Investment Schemes) (Amendment) Regulations 2005  (PDF, 8.20KB)

28 Oct 2005 Securities and Futures (Markets) (Amendment No. 2) Regulations 2005  (PDF, 21.9KB)
Securities and Futures (Prescribed Futures Contracts) (Amendment No. 2) Regulations 2005  (PDF, 22.2KB)

15 Oct 2005

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005  (PDF, 902KB)

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005  (PDF, 256KB)

Securities and Futures (Offers of Investments) (Business Trusts) (No.2) Regulations 2005  (PDF, 337KB)

Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2005  (PDF, 12.1KB)

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2005  (PDF, 13.9KB)

Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2005  (PDF, 16.8KB)

Securities and Futures (Revocation) Regulations 2005  (PDF, 6.35KB)

13 Oct 2005 Securities and Futures (Markets) (Amendment) Regulations 2005  (PDF, 20.9KB)
Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2005  (PDF, 21.3KB)
1 Jul 2005 Securities and Future (Markets) Regulations 2005  (PDF, 71.0KB)
Securities and Futures (Clearing Facilities) Regulations 2005  (PDF, 70.3KB)
Securities and Futures (Approved Holding Companies) Regulations 2005  (PDF, 43.6KB)
Securities and Futures (Transitional and Savings Provisions for Parts II, III & IIIA) Regulations 2005  (PDF, 30.8KB)
Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2005  (PDF, 45.2KB)

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations  (PDF, 33.3KB)

Securities and Futures (Prescribed Futures Contracts) Regulations 2005  (PDF, 24.7KB)
Securities and Futures (Prescribed Specific Classes of Investors) Regulations 2005  (PDF, 25.1KB)
Securities and Futures (Composition of Offences) (Amendment) Regulations 2005  (PDF, 21.3KB)
Securities and Futures (Exemption from Requirement to hold Representative's Licence) (Revocation) Regulations 2005  (PDF, 21.4KB)
26 Apr 2005 Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005  (PDF, 9.29KB)
28 Jan 2005

Securities and Futures (Offers of Investments) (Exemption from Prescribed Accounting and Auditing Standards in relation to Financial Statements in Prospectuses) Regulations 2005  (PDF, 27.7KB) - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Exemption from Section 249) Regulations 2005  (PDF, 26.1KB) - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Exemption from Section 256) Regulations 2005  (PDF, 22.7KB) - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Exemption from Requirement to Provide Covenant to Repurchase Units in Trust Deeds) Regulations 2005  (PDF, 30.1KB) - Revoked on 15 Oct 2005

6 Jan 2005

Securities and Futures (Offers of Investments) (Business Trusts) Regulations 2005  (PDF, 166KB) - Revoked on 15 Oct 2005

11 Oct 2004 Securities and Futures (Exemption from Financial and Margin Requirements) Regulations 2004 - Trans-Pacific Credit Pte Ltd (TPC)  (PDF, 8.29KB)
7 Oct 2004 Securities and Futures (Exemption from Subdivisions (2) and (3) of Division 1 of Part XIII) Regulations 2004  (PDF, 25.1KB)
28 Jul 2004 Securities and Futures (Markets) (Amendment) Regulations 2004  (PDF, 8.49KB) - Revoked on 1 Jul 2005
9 Jul 2004 Securities and Futures (Exemption of Phillip Financial Pte Ltd and Phillip Securities Pte Ltd) Regulations 2004  (PDF, 22.9KB)
5 Feb 2004 Securities and Futures (Collective Investment Schemes Constituted Outside Singapore) (Exemption) Regulations 2004  (PDF, 7.99KB) - Revoked on 15 Oct 2005
26 Nov 2003 Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2003  (PDF, 58.7KB)
Securities and Futures (Offers of Investments) (Shares and Debentures) (Amendment) Regulations 2003 (PDF, 94.0KB) - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2003 (PDF, 69.6KB) - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.32KB)
Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2003  (PDF, 8.62KB)

Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations 2003  (PDF, 6.79KB)

Securities and Futures (Markets) (Amendment) Regulations 2003  (PDF, 11.3KB) - Revoked on 1 Jul 2005
Securities and Futures (Clearing Facilities) (Amendment) Regulations 2003  (PDF, 10.9KB) - Revoked on 1 Jul 2005
6 Nov 2003

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment No.2) Regulations 2003  (PDF, 6.88KB)

10 Jul 2003 Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2003 (PDF, 54.0KB)
31 May 2003 Securities and Futures (Exemption from Requirement to Hold Representative's Licence) Regulations 2003  (PDF, 80.8KB) - Revoked on 1 Jul 2005
24 Feb 2003 Securities and Futures (Capital Markets Services Licence and Representative's Licence)(Transitional and Savings Provisions)(Amendment)Regulations 2002  (PDF, 6.64KB)
24 Sep 2002

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002  (PDF, 204KB)

11 Sep 2002 Securities and Futures (Licensing and Conduct of Business) Regulations 2002
  • FAQs (PDF, 75.8KB) - Cancelled on 11 Jul 2005
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations 2002
Securities and Futures (Markets) Regulations 2002  (PDF, 86.9KB) - Revoked on 1 Jul 2005
Securities and Futures (Clearing Facilities) Regulations 2002  (PDF, 31.5KB) - Revoked on 1 Jul 2005

Securities and Futures (Market Conduct) (Exemptions) Regulations 2002

8 Aug 2002 Securities and Futures (Capital Markets Services Licence and Representative's Licence) (Transitional and Savings Provisions) Regulations 2002
20 Jun 2002 Securities and Futures (Appeals Under Parts II and III of Act) Regulations 2002
19 Jun 2002

Securities and Futures (Appeals) Regulations 2002

23 May 2002

Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2002  - Revoked on 15 Oct 2005

Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2002  - Revoked on 15 Oct 2005
First amendment - 10 Oct 02
Second amendment - 5 Dec 02

  • Forms (Last updated on 15 Oct 2005)
Securities and Futures (Opportunity to be Heard) Regulations 2002
Securities and Futures (Composition of Offences) Regulations 2002
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Last modified on 17/1/2012